Sigma Planning Corp Q4 2016 Filing
Filed January 23, 2017
Portfolio Value
$914.9B
Holdings
731
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (731 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 701 | SJTSAN JUAN BASIN RTY TR | 12,824 | $85.0M | 0.01% | |
| 702 | VALEVALE S A | 10,438 | $80.0M | 0.01% | |
| 703 | —MCEWEN MNG INC | 27,553 | $80.0M | 0.01% | |
| 704 | —PROSPECT CAPITAL CORPORATION | 80,000 | $78.0M | 0.01% | |
| 705 | —ALPINE GLOBAL PREMIER PPTYS | 14,569 | $75.0M | 0.01% | |
| 706 | —TICC CAPITAL CORP | 11,200 | $74.0M | 0.01% | |
| 707 | AGIALAMOS GOLD INC NEW | 10,476 | $72.0M | 0.01% | |
| 708 | —PROSPECT CAPITAL CORPORATION | 70,000 | $72.0M | 0.01% | |
| 709 | —REEDS INC | 16,389 | $67.0M | 0.01% | |
| 710 | AEGAEGON N V | 11,800 | $65.0M | 0.01% | |
| 711 | RFPUSDRESOLUTE FST PRODS INC | 11,578 | $62.0M | 0.01% | |
| 712 | —ALLIANZGI CONV & INCOME FD I | 10,690 | $61.0M | 0.01% | |
| 713 | AYS1SANDSTORM GOLD LTD | 15,450 | $60.0M | 0.01% | |
| 714 | YRIYAMANA GOLD INC | 17,789 | $50.0M | 0.01% | |
| 715 | DHYCREDIT SUISSE HIGH YLD BND F | 17,495 | $47.0M | 0.01% | |
| 716 | NGDNEW GOLD INC CDA | 12,650 | $44.0M | 0.00% | |
| 717 | LYGLLOYDS BANKING GROUP PLC | 13,132 | $41.0M | 0.00% | |
| 718 | EGOELDORADO GOLD CORP NEW | 12,772 | $41.0M | 0.00% | |
| 719 | GLUUGLU MOBILE INC | 21,000 | $41.0M | 0.00% | |
| 720 | KOPNKOPIN CORP | 13,000 | $37.0M | 0.00% | |
| 721 | —AROTECH CORP | 10,000 | $35.0M | 0.00% | |
| 722 | —BIODELIVERY SCIENCES INTL IN | 20,259 | $35.0M | 0.00% | |
| 723 | —PENN WEST PETE LTD NEW | 16,038 | $28.0M | 0.00% | |
| 724 | —TWITTER INC | 25,000 | $23.0M | 0.00% | |
| 725 | —AURIS MED HLDG AG | 17,850 | $19.0M | 0.00% | |
| 726 | —BLACKROCK CAPITAL INVESTMENT | 10,000 | $10.0M | 0.00% | |
| 727 | —WEB COM GROUP INC | 10,000 | $10.0M | 0.00% | |
| 728 | —VANGUARD NAT RES LLC | 12,804 | $9.0M | 0.00% | |
| 729 | —TIMMINS GOLD CORP | 22,030 | $7.0M | 0.00% | |
| 730 | —PEREGRINE PHARMACEUTICALS IN | 20,193 | $6.0M | 0.00% | |
| 731 | —MEMORIAL PRODTN PARTNERS LP | 10,995 | $1.0M | 0.00% |
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