Sigma Planning Corp Q4 2019 Filing

Filed February 3, 2020

Portfolio Value

$2.4T

Holdings

1,037

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (1,037 positions)

#StockSharesValue% PortfolioType
301
CWBSPDR SERIES TRUST
28,245$1.6B0.07%
302
XTISHARES TR
36,673$1.6B0.07%
303
VAWVANGUARD WORLD FDS
11,475$1.5B0.06%
304
SCZISHARES TR
24,607$1.5B0.06%
305
TMOTHERMO FISHER SCIENTIFIC INC
4,714$1.5B0.06%
306
SLVISHARES SILVER TRUST
91,707$1.5B0.06%
307
CSXCSX CORP
20,951$1.5B0.06%
308
FEPFIRST TR EXCH TRD ALPHA FD I
40,110$1.5B0.06%
309
BSCMUSDINVESCO EXCH TRD SLF IDX FD
69,914$1.5B0.06%
310
SOXXISHARES TR
5,980$1.5B0.06%
311
QQQINVESCO EXCH TRD SLF IDX FD
69,947$1.5B0.06%
312
AQUA AMERICA INC
31,762$1.5B0.06%
313
AMLPUSDALPS ETF TR
175,448$1.5B0.06%
314
ADSKAUTODESK INC
8,058$1.5B0.06%
315
BXMTBLACKSTONE MTG TR INC
39,485$1.5B0.06%
316
HRLHORMEL FOODS CORP
32,396$1.5B0.06%
317
FTSLFIRST TR EXCHANGE TRADED FD
30,402$1.5B0.06%
318
BSCKINVESCO EXCH TRD SLF IDX FD
68,262$1.5B0.06%
319
FIXDFIRST TR EXCHNG TRADED FD VI
27,870$1.4B0.06%
320
BSCLINVESCO EXCH TRD SLF IDX FD
67,360$1.4B0.06%
321
XELXCEL ENERGY INC
22,529$1.4B0.06%
322
IGMISHARES TR
5,843$1.4B0.06%
323
IWVISHARES TR
7,504$1.4B0.06%
324
AVGOBROADCOM INC
4,436$1.4B0.06%Call
325
EAELECTRONIC ARTS INC
12,987$1.4B0.06%
326
FSTAFIDELITY COVINGTON TR
36,918$1.4B0.06%
327
DHRDANAHER CORPORATION
9,039$1.4B0.06%
328
WDCWESTERN DIGITAL CORP
21,728$1.4B0.06%
329
NSCNORFOLK SOUTHERN CORP
7,021$1.4B0.06%
330
BSCOINVESCO EXCH TRD SLF IDX FD
63,451$1.4B0.06%
331
NMFCNEW MTN FIN CORP
99,137$1.4B0.06%
332
FIDUFIDELITY COVINGTON TR
32,335$1.4B0.06%
333
XLRESELECT SECTOR SPDR TR
34,882$1.3B0.06%
334
APTOSE BIOSCIENCES INC
237,150$1.3B0.06%
335
OLEDUNIVERSAL DISPLAY CORP
6,490$1.3B0.06%
336
BONDPIMCO ETF TR
12,287$1.3B0.06%
337
PZAINVESCO EXCHNG TRADED FD TR
49,733$1.3B0.06%
338
BIDUNBAIDU INC
10,399$1.3B0.06%
339
FAIFIRST TR EXCHANGE TRADED FD
41,559$1.3B0.06%
340
CHICALAMOS CONV OPP AND INC FD
118,151$1.3B0.05%
341
SCHVSCHWAB STRATEGIC TR
21,628$1.3B0.05%
342
TRVCCITIGROUP INC
16,194$1.3B0.05%
343
QUALISHARES TR
12,776$1.3B0.05%
344
ARKTARK ETF TR
22,305$1.3B0.05%
345
PPLPPL CORP
35,642$1.3B0.05%
346
PVHPVH CORP
11,881$1.2B0.05%
347
GLWCORNING INC
42,877$1.2B0.05%
348
AMDADVANCED MICRO DEVICES INC
26,667$1.2B0.05%
349
ITWILLINOIS TOOL WKS INC
6,804$1.2B0.05%
350
MBBISHARES TR
11,311$1.2B0.05%
351
ADMARCHER DANIELS MIDLAND CO
26,319$1.2B0.05%
352
TJXTJX COS INC NEW
19,848$1.2B0.05%
353
RPMRPM INTL INC
15,701$1.2B0.05%
354
PAYXPAYCHEX INC
14,102$1.2B0.05%
355
HTGCHERCULES CAPITAL INC
85,563$1.2B0.05%
356
PRVBUSDPROVENTION BIO INC
80,385$1.2B0.05%
357
EWEDWARDS LIFESCIENCES CORP
5,125$1.2B0.05%
358
EMREMERSON ELEC CO
15,629$1.2B0.05%
359
NVSNNOVARTIS A G
12,580$1.2B0.05%
360
QYLDGLOBAL X FDS
50,151$1.2B0.05%
361
IWBISHARES TR
6,638$1.2B0.05%
362
EPDENTERPRISE PRODS PARTNERS L
42,014$1.2B0.05%
363
TPLCTIMOTHY PLAN
43,170$1.2B0.05%
364
KBAKRANESHARES TR
35,568$1.2B0.05%
365
EDCONSOLIDATED EDISON INC
12,818$1.2B0.05%
366
WEPMAGELLAN MIDSTREAM PRTNRS LP
18,411$1.2B0.05%
367
BXBLACKSTONE GROUP INC
20,584$1.2B0.05%
368
SBSWSIBANYE STILLWATER
115,273$1.1B0.05%
369
PMBSPIMCO ETF TR
10,402$1.1B0.05%
370
RDVYFIRST TR EXCHANGE TRADED FD
31,694$1.1B0.05%
371
IOOISHARES TR
21,001$1.1B0.05%
372
PTMCPACER FDS TR
36,425$1.1B0.05%
373
ILMNILLUMINA INC
3,362$1.1B0.05%
374
DBCINVESCO DB COMMDY INDX TRCK
69,744$1.1B0.05%
375
FRIFIRST TR S&P REIT INDEX FD
42,565$1.1B0.05%
376
AQLTISHARES TR
5,528$1.1B0.05%
377
NUENUCOR CORP
19,652$1.1B0.05%
378
DEEFDBX ETF TR
38,461$1.1B0.05%
379
DBEZDBX ETF TR
33,120$1.1B0.05%
380
ORCLORACLE CORP
20,825$1.1B0.05%
381
HDMVFIRST TR EXCH TRADED FD III
31,777$1.1B0.05%
382
TRTN-PATRITON INTL LTD
27,006$1.1B0.05%
383
KRKROGER CO
37,425$1.1B0.05%
384
CFRCULLEN FROST BANKERS INC
11,099$1.1B0.05%
385
DYDYCOM INDS INC
22,731$1.1B0.05%
386
MCXMCCORMICK & CO INC
6,266$1.1B0.04%
387
IEIISHARES TR
8,464$1.1B0.04%
388
DDDUPONT DE NEMOURS INC
16,487$1.1B0.04%
389
LMBSFIRST TR EXCHANGE TRADED FD
20,209$1.0B0.04%
390
LYBLYONDELLBASELL INDUSTRIES N
11,057$1.0B0.04%
391
FYCFIRST TR EXCNGE TRD ALPHADEX
22,262$1.0B0.04%
392
CUECUE BIOPHARMA INC
65,360$1.0B0.04%
393
KBWBINVESCO EXCHNG TRADED FD TR
17,822$1.0B0.04%
394
IGIBISHARES TR
17,910$1.0B0.04%
395
TPHDTIMOTHY PLAN
38,430$1.0B0.04%
396
IWDISHARES TR
7,574$1.0B0.04%
397
OKTAOKTA INC
8,890$1.0B0.04%
398
LULULULULEMON ATHLETICA INC
4,425$1.0B0.04%
399
AFLAFLAC INC
19,308$1.0B0.04%
400
CGCCANOPY GROWTH CORP
48,411$1.0B0.04%Call
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