Steward Partners Investment Advisory, LLC Q2 2021 Filing

Filed August 13, 2021

Portfolio Value

$5.9B

Holdings

7,189

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (7,189 positions)

#	Stock	Shares	Value	% Portfolio
1001	—FIRST TRUST SELECT DSIP PORTFOLIO 2ND QTR 2021 TERM 07/18/2022 REINV FEE	41,448	$417K	0.01%
1002	MMDMAINSTAY MACKAY DEFINEDTERM MU	18,600	$416K	0.01%
1003	MET 5.625 PERP EMETLIFE, INC. PFD	14,914	$415K	0.01%
1004	TTENTOTALENERGIES SE SPONSORED ADS	9,153	$414K	0.01%
1005	MPLXMPLX LP COM UNIT REP LTD	13,957	$413K	0.01%
1006	—VIRGIN ISLANDS PUB FIN AUTH REV, REV BDS, VI MATCHING FUND LOAN NOTE	400,000	$413K	0.01%
1007	—MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, NORTHEASTERN UNIV	370,000	$413K	0.01%
1008	HIGHARTFORD FINL SVCS GROUP INCORPORATED	6,652	$412K	0.01%
1009	NYFISHARES TR NEW YORK MUN ETF	7,040	$411K	0.01%
1010	LVMUYLVMH MOET HENNESSY LOU VUITTON ADR	2,606	$409K	0.01%
1011	RWOSPDR DOW JONES GLOBAL REAL ESTATE ETF	7,901	$407K	0.01%
1012	CROXCROCS INCORPORATED	3,482	$406K	0.01%
1013	NXDTNEXPOINT STRATEGIC OPPORTES FD COM NEW	29,437	$405K	0.01%
1014	DUK 5.75 PERP ADUKE ENERGY CORPORATION DP REP PFD A	14,072	$404K	0.01%
1015	VNQIVANGUARD GLOBAL EX-U.S. REAL ESTATE ETF	6,927	$404K	0.01%
1016	FIVNFIVE9 INCORPORATED	2,200	$403K	0.01%
1017	—SEG PARTNERS II, L.P. - CLASS D	402,393	$402K	0.01%
1018	BHF 5.375 PERP CBRIGHTHOUSE FINANCIAL INCORPORATED. 5.375 DEP PFD C	14,750	$401K	0.01%
1019	—CHANDLER ARIZ, GO REF BDS	400,000	$400K	0.01%
1020	—UNITED STATES TREASURY BILLS	400,000	$400K	0.01%
1021	BKIEURBLACK KNIGHT INCORPORATED	5,085	$397K	0.01%
1022	PLUNPLUG POWER INCORPORATED COM NEW	11,607	$397K	0.01%
1023	XFEBFIRST TR ENERGY INFRASTRCTR FD	29,098	$397K	0.01%
1024	UNITUNITI GROUP INCORPORATED REIT	37,410	$396K	0.01%
1025	DBAINVESCO DB AGRICULTURE FUND	21,200	$395K	0.01%
1026	FUBOFUBOTV INCORPORATED	12,314	$395K	0.01%
1027	PDIPIMCO DYNAMIC INCOME FD SHS	13,666	$394K	0.01%
1028	—LOWER CO RIV AUTH TX REV, REF REV BDS	365,000	$394K	0.01%
1029	NFJVIRTUS DIVIDEND INTEREST & PR	26,147	$394K	0.01%
1030	MTDMETTLER TOLEDO INTERNATIONAL	284	$393K	0.01%
1031	HEDJWISDOMTREE EUROPE HEDGED EQUITY FUND	5,122	$391K	0.01%
1032	DGXQUEST DIAGNOSTICS INCORPORATED	2,964	$391K	0.01%
1033	LMNDLEMONADE INCORPORATED	3,576	$391K	0.01%
1034	BSCRINVESCO BULLETSHARES 2027 CORPORATE BOND ETF	17,794	$390K	0.01%
1035	—STIFEL FINANCIAL CORPORATION DSHS 1/40 PF A	15,135	$389K	0.01%
1036	BSJQINVESCO BULLETSHARES 2026 HIGH YIELD CORPORATE BOND ETF	15,033	$388K	0.01%
1037	—INTERNATIONAL FLAVORS&FRAGRANC UNIT 09/15/21	7,625	$386K	0.01%
1038	—GOLDMAN SACHS GROUP INC DEP 1/1000 SER K	13,072	$384K	0.01%
1039	PDEXPRO-DEX INCORPORATED COLO COM NEW	12,538	$383K	0.01%
1040	FXNFIRST TRUST ENERGY ALPHADEX FUND	33,564	$383K	0.01%
1041	SCISERVICE CORPORATION INTERNATIONAL	7,117	$381K	0.01%
1042	UUNITY SOFTWARE INCORPORATED	3,462	$380K	0.01%
1043	CONECYRUSONE INCORPORATED REIT	5,315	$380K	0.01%
1044	BSJLINVESCO BULLETSHARES 2021 HIGH YIELD CORPORATE BOND ETF	16,407	$378K	0.01%
1045	R6C2ROYAL DUTCH SHELL PLC SPON ADR B	9,730	$378K	0.01%
1046	REGLPROSHARES S&P MIDCAP 400 DIVIDEND ARISTOCRATS ETF	5,284	$377K	0.01%
1047	JRSNUVEEN REAL ESTATE INCOME FD	33,867	$376K	0.01%
1048	—FIRST HORIZON CORPORATION DP SHS NCM D	13,927	$375K	0.01%
1049	AKAMAKAMAI TECHNOLOGIES INCORPORATED	3,203	$373K	0.01%
1050	OHIOMEGA HEALTHCARE INVS INCORPORATED REIT	10,252	$372K	0.01%
1051	FXGFIRST TRUST CONSUMER STAPLES ALPHADEX FUND	6,526	$372K	0.01%
1052	RPVINVESCO S&P 500 PURE VALUE ETF	4,823	$372K	0.01%
1053	XRNPXCOHEN & STEERS REIT & PREFERRED & IN	13,615	$371K	0.01%
1054	PBCTEURPEOPLES UNITED FINANCIAL INCORPORATED	21,570	$370K	0.01%
1055	PBRPETROLEO BRASILEIRO SA PETROBR SPONSORED ADR	30,251	$370K	0.01%
1056	HTDHANCOCK JOHN TAX-ADVANTAGED DI	14,868	$370K	0.01%
1057	BKRBAKER HUGHES COMPANY CLASS A	16,165	$370K	0.01%
1058	—AMERICAN INTERNATIONAL GROUP, NC. 5.85 DP SH PFD A	12,928	$370K	0.01%
1059	—HSBC USA, INC. 4Y EUROSTOXX 50 INDEX BUFFERED RETURN NOTE	300,000	$369K	0.01%
1060	AONAON PLC SHS CL A	1,546	$369K	0.01%
1061	ZBRAZEBRA TECHNOLOGIES CORPORATION CLASS A	697	$369K	0.01%
1062	PZAINVESCO NATIONAL AMT-FREE MUNICIPAL BOND ETF	13,508	$368K	0.01%
1063	PTMCPACER TRENDPILOT US MID CAP ETF	10,367	$368K	0.01%
1064	PVBCPROVIDENT BANCORP INCORPORATED COM NEW	22,533	$368K	0.01%
1065	CSBVICTORYSHARES US SMALL CAP HIGH DIV VOLATILITY WTD ETF	6,120	$368K	0.01%
1066	BAC 6 PERP GGBANK OF AMERICA CORPORATION 6 NCUM PFD SR GG	13,388	$367K	0.01%
1067	ROSTROSS STORES INCORPORATED	2,959	$367K	0.01%
1068	CBONVANECK VECTORS CHINAAMC CHINA BOND ETF	15,171	$365K	0.01%
1069	PDDPINDUODUO INCORPORATED SPONSORED ADS	2,874	$365K	0.01%
1070	ARESARES MANAGEMENT CORPORATION CLASS A COM STK	5,742	$365K	0.01%
1071	TANINVESCO SOLAR ETF	4,072	$364K	0.01%
1072	EIXEDISON INTERNATIONAL	6,270	$363K	0.01%
1073	HUBBHUBBELL INCORPORATED	1,944	$363K	0.01%
1074	MET 4.75 PERP FMETLIFE, INC. PFD	13,400	$362K	0.01%
1075	—COOPER SQUARE FUND II, L.P.- CLASS B	361,657	$362K	0.01%
1076	MOTIVANECK VECTORS MORNINGSTAR INTERNATIONAL MOAT ETF	10,063	$361K	0.01%
1077	WBSWEBSTER FINL CORPORATION CONN	6,747	$360K	0.01%
1078	—FIRST TRUST SELECT DSIP PORTFOLIO 2ND QTR 2020 TERM 07/19/2021 REINV FEE	27,662	$359K	0.01%
1079	IEIISHARES TR 3 7 YR TREAS BD	2,751	$359K	0.01%
1080	LENLENNAR CORPORATION CLASS A	3,614	$359K	0.01%
1081	INFLHORIZON KINETICS INFLATION BENEFICIARIES	11,928	$358K	0.01%
1082	IVOLQUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF	12,925	$357K	0.01%
1083	WQTMWISDOMTREE FLOATING RATE TREASURY FUND	14,216	$357K	0.01%
1084	WISHCONTEXTLOGIC INCORPORATED COM CLASS A	27,000	$356K	0.01%
1085	IPORENAISSANCE IPO ETF	5,368	$355K	0.01%
1086	TDYTELEDYNE TECHNOLOGIES INCORPORATED	848	$355K	0.01%
1087	—ADVISOR'S ASSET MGMT BRAND FAVORITES FOCUS PORTFOLIO, SERIES 2020-2Q TERM	21,934	$355K	0.01%
1088	SMGSCOTTS MIRACLE-GRO COMPANY CLASS A	1,850	$355K	0.01%
1089	FXRFIRST TRUST INDUSTRIALS/PRODUCER DURABLES ALPHADEX FUND	5,995	$354K	0.01%
1090	MFCMANULIFE FINL CORPORATION	17,928	$353K	0.01%
1091	EOSEATON VANCE ENHANCED EQUITY IN	15,165	$353K	0.01%
1092	—ATHENE HOLDING LTD DEP RP PFD A	11,959	$352K	0.01%
1093	LANDGLADSTONE LD CORPORATION REIT	14,630	$352K	0.01%
1094	CYBRCYBERARK SOFTWARE LIMITED SHS	2,700	$352K	0.01%
1095	CALCALERES INCORPORATED	12,876	$351K	0.01%
1096	CASHMETA FINL GROUP INCORPORATED	6,940	$351K	0.01%
1097	UPSTUPSTART HLDGS INCORPORATED	2,806	$350K	0.01%
1098	RFREGIONS FINANCIAL CORPORATION NEW	17,322	$350K	0.01%
1099	—LEWISVILLE TX INDPT SCH DIST, UNLTD TAX BLDG REF BDS	290,000	$350K	0.01%
1100	FDUSFIDUS INVT CORPORATION	20,544	$349K	0.01%

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