TOCQUEVILLE ASSET MANAGEMENT L.P. Q4 2016 Filing
Filed January 30, 2017
Portfolio Value
$7.8B
Holdings
813
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (813 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | —Nulegacy Gold Corp | 19,535,500 | $4.4B | 55.81% | |
| 302 | J2AWilldan Group Inc | 192,000 | $4.3B | 55.45% | |
| 303 | ULTAUlta Salon, Cosmetics & Fragra | 16,950 | $4.3B | 55.25% | |
| 304 | BWEURBabcock & Wilcox Enterprises I | 257,155 | $4.3B | 54.54% | |
| 305 | CRSCarpenter Technology Corp. | 117,649 | $4.3B | 54.40% | |
| 306 | BBTUSDBB&T Corp | 90,164 | $4.2B | 54.21% | |
| 307 | APCAnadarko Petro Corp COM | 60,689 | $4.2B | 54.11% | |
| 308 | ROSTRoss Stores Inc. | 64,366 | $4.2B | 53.98% | |
| 309 | DHRDanaher Corporation | 54,220 | $4.2B | 53.96% | |
| 310 | NKENike Inc Class B | 82,094 | $4.2B | 53.36% | |
| 311 | —Bank of New York Mellon Corp | 4,130,000 | $4.2B | 53.07% | |
| 312 | —Calgon Carbon Corporation | 242,900 | $4.1B | 52.79% | |
| 313 | ROKRockwell Automation | 29,800 | $4.0B | 51.21% | |
| 314 | —Capital One Financial Corp. | 3,948,000 | $4.0B | 51.11% | |
| 315 | —Momenta Pharmaceutical Inc. | 264,718 | $4.0B | 50.94% | |
| 316 | PVHPVH Corp. | 43,858 | $4.0B | 50.61% | |
| 317 | CRMSalesforce | 57,755 | $4.0B | 50.56% | |
| 318 | —Strategic Metals Ltd. | 10,982,000 | $3.9B | 50.20% | |
| 319 | —Mountain Province Diamonds Inc | 774,800 | $3.9B | 50.03% | |
| 320 | —GCP Applied Technologiesinc SH | 146,253 | $3.9B | 50.02% | |
| 321 | DNKNDunkin Brands Group | 74,140 | $3.9B | 49.71% | |
| 322 | —Pandora Media, Inc. | 297,944 | $3.9B | 49.67% | |
| 323 | MANHManhattan Associates | 72,585 | $3.8B | 49.21% | |
| 324 | DTEGYDeutsche Telekom AG F ADR | 224,920 | $3.8B | 49.17% | |
| 325 | —Socal Edison Co VAR | 3,468,000 | $3.8B | 49.16% | |
| 326 | —Oclaro Inc. | 428,900 | $3.8B | 49.08% | |
| 327 | —Ultratech, Inc. | 159,803 | $3.8B | 49.00% | |
| 328 | GDGeneral Dynamics Corporation | 22,183 | $3.8B | 48.97% | |
| 329 | ROPRoper Technologies Inc | 20,902 | $3.8B | 48.93% | |
| 330 | —Gw Pharmaceuticals Plc | 34,150 | $3.8B | 48.79% | |
| 331 | —Fidelity Spartan 500 Index Fun | 48,649 | $3.8B | 48.73% | |
| 332 | —Pier 1 Imports Inc. | 442,710 | $3.8B | 48.34% | |
| 333 | —ATAC Resources Ltd. | 12,377,281 | $3.8B | 48.32% | |
| 334 | MARMarriott Intl Inc New Cl A | 45,283 | $3.7B | 47.87% | |
| 335 | —Powershares ETF Trust Dynamic | 111,610 | $3.7B | 47.77% | |
| 336 | HALHalliburton Company | 68,450 | $3.7B | 47.33% | |
| 337 | BAYABayer A G Sponsored ADR | 34,497 | $3.6B | 45.99% | |
| 338 | SXCPUSDSuncoke Energy Partners LP | 185,844 | $3.6B | 45.74% | |
| 339 | —White Securities Corporation | 2,180 | $3.6B | 45.72% | |
| 340 | AXPAmerican Express Company | 48,194 | $3.6B | 45.65% | |
| 341 | INUVGBPInuvo Inc | 2,133,770 | $3.6B | 45.56% | |
| 342 | MCXMc Cormick & Co Inc | 37,932 | $3.5B | 45.26% | |
| 343 | DLTRDollar Tree Inc | 45,260 | $3.5B | 44.66% | |
| 344 | SPGIS&P Global Inc. | 32,318 | $3.5B | 44.43% | |
| 345 | ASPNAspen Aerogels Inc. | 836,655 | $3.5B | 44.18% | |
| 346 | VDEMFC Vanguard Energy ETF | 33,000 | $3.5B | 44.16% | |
| 347 | CTLEURCenturyLink Inc. | 143,087 | $3.4B | 43.51% | |
| 348 | —Ingenico Group | 212,836 | $3.4B | 43.08% | |
| 349 | LTCLTC Properties, Inc. | 71,720 | $3.4B | 43.08% | |
| 350 | —Energen Corporation | 57,000 | $3.3B | 42.03% | |
| 351 | ICEIntercontinentalExchange Group | 57,975 | $3.3B | 41.82% | |
| 352 | PNCPNC Financial Srvcs | 27,756 | $3.2B | 41.50% | |
| 353 | SG7Sage Therapeutics Inc | 63,050 | $3.2B | 41.16% | |
| 354 | PANWPalo Alto Networks | 25,473 | $3.2B | 40.72% | |
| 355 | SOUHYSouth32 Ltd | 319,631 | $3.2B | 40.45% | |
| 356 | DDD3D Systems Corp | 234,434 | $3.1B | 39.84% | |
| 357 | BDXBecton, Dickinson & Company | 18,645 | $3.1B | 39.47% | |
| 358 | GIIIG-III Apparel Group, Ltd. | 101,980 | $3.0B | 38.55% | |
| 359 | IPHIInphi Corporation | 67,175 | $3.0B | 38.32% | |
| 360 | —Libbey Inc. | 153,100 | $3.0B | 38.09% | |
| 361 | EEMiShares MSCI Emerging Markets | 84,430 | $3.0B | 37.80% | |
| 362 | EWWiShares Inc MSCI Mexico Index | 66,225 | $2.9B | 37.23% | |
| 363 | —Nextera Energy Inc. Unit | 50,500 | $2.9B | 36.96% | |
| 364 | GISGeneral Mills | 46,603 | $2.9B | 36.81% | |
| 365 | AERIEURAerie Pharmaceuticals Inc | 75,900 | $2.9B | 36.73% | |
| 366 | NOWService Now Inc | 38,525 | $2.9B | 36.62% | |
| 367 | LLYEli Lilly & Co | 38,539 | $2.8B | 36.25% | |
| 368 | SANBanco Santander SA - ADR | 542,954 | $2.8B | 35.97% | |
| 369 | KHCKraft Heinz Co | 31,497 | $2.8B | 35.16% | |
| 370 | —Spark Therapeutics Inc | 54,350 | $2.7B | 34.68% | |
| 371 | ACNAccenture Plc F Class A | 23,117 | $2.7B | 34.62% | |
| 372 | ACADAcadia Pharmaceuticals Inc | 93,275 | $2.7B | 34.39% | |
| 373 | —Wachovia Cap Tr III | 2,695,000 | $2.6B | 33.82% | |
| 374 | —Bluebird Bio Inc | 42,790 | $2.6B | 33.75% | |
| 375 | SNIScripps Networks Interact Inc | 36,895 | $2.6B | 33.67% | |
| 376 | —Daimler AG | 35,405 | $2.6B | 33.56% | |
| 377 | XLVHealth Care Select Sector SPDR | 38,000 | $2.6B | 33.50% | |
| 378 | —Kite Pharma Inc | 57,965 | $2.6B | 33.23% | |
| 379 | IWMiShares Russell 2000 ETF | 18,902 | $2.5B | 32.59% | |
| 380 | LWLamb Weston Holdings, Inc | 67,085 | $2.5B | 32.46% | |
| 381 | —Columbia Select Smaller Cap Va | 122,749 | $2.5B | 32.45% | |
| 382 | PFPTProofpoint Inc. | 35,750 | $2.5B | 32.30% | |
| 383 | —Sun Bancorp Inc. NJ | 96,900 | $2.5B | 32.21% | |
| 384 | BPBP plc - ADR | 66,644 | $2.5B | 31.85% | |
| 385 | LMTLockheed Martin Corp | 9,947 | $2.5B | 31.79% | |
| 386 | AGCOAgco Corporation | 42,732 | $2.5B | 31.61% | |
| 387 | HVRRYHannover Rueckversicherung SE | 45,496 | $2.5B | 31.53% | |
| 388 | NKTREURNektar Therapeutics | 200,552 | $2.5B | 31.47% | |
| 389 | —Charles Schwab | 2,602,000 | $2.4B | 31.27% | |
| 390 | IFNIndia Fund Inc. | 113,477 | $2.4B | 31.03% | |
| 391 | —Electro Scientific Industries | 408,092 | $2.4B | 30.89% | |
| 392 | NFLXNetflix Inc | 19,475 | $2.4B | 30.83% | |
| 393 | OHIOmega Healthcare Investors Inc | 76,587 | $2.4B | 30.61% | |
| 394 | —Crestwood Equity Partners LP | 91,100 | $2.3B | 29.77% | |
| 395 | —USB CAPITAL IX VAR 99 DUE 12/3 | 2,826,000 | $2.3B | 29.68% | |
| 396 | —Express Scripts Hldg Co | 33,591 | $2.3B | 29.55% | |
| 397 | —DH Corp | 136,000 | $2.3B | 28.86% | |
| 398 | MOAltria Group Inc | 33,211 | $2.2B | 28.72% | |
| 399 | VMWEURVMware, Inc. | 28,050 | $2.2B | 28.23% | |
| 400 | IWOiShares Russell 2000 Growth In | 14,326 | $2.2B | 28.19% |