UBS Group AG Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$167.7B
Holdings
6,790
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (6,790 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | FNVFRANCO NEVADA CORP | 79,623 | $1.0B | 0.61% | Put |
| 202 | FDCFIRST DATA CORP NEW | 1,597,466 | $1.0B | 0.61% | Put |
| 203 | SYLDCAMBRIA ETF TR | 34,113 | $1.0B | 0.61% | |
| 204 | MIDDMIDDLEBY CORP | 51,105 | $1.0B | 0.61% | |
| 205 | —WISDOMTREE TR | 39,053 | $1.0B | 0.61% | |
| 206 | —FORTRESS INVESTMENT GROUP LL | 6,336,188 | $1.0B | 0.61% | |
| 207 | WABWABTEC CORP | 33,816 | $1.0B | 0.61% | |
| 208 | —JOY GLOBAL INC | 36,716 | $1.0B | 0.61% | Call |
| 209 | THD*ISHARES | 32,588 | $1.0B | 0.61% | |
| 210 | UFSDOMTAR CORP | 206,747 | $1.0B | 0.61% | |
| 211 | AQLTISHARES TR | 1,930,028 | $1.0B | 0.60% | |
| 212 | JDJD COM INC | 5,032,823 | $1.0B | 0.60% | Put |
| 213 | GSBDGOLDMAN SACHS BDC INC | 603,428 | $1.0B | 0.60% | |
| 214 | MUMICRON TECHNOLOGY INC | 6,701,163 | $1.0B | 0.60% | Put |
| 215 | NEUNEWMARKET CORP | 6,066 | $1.0B | 0.60% | |
| 216 | PC6APETROCHINA CO LTD | 15,079 | $1.0B | 0.60% | |
| 217 | CLMTUSDCALUMET SPECIALTY PRODS PTNR | 222,745 | $1.0B | 0.60% | |
| 218 | BKUBANKUNITED INC | 180,737 | $1.0B | 0.60% | |
| 219 | AVPUSDAVON PRODS INC | 177,004 | $1.0B | 0.60% | |
| 220 | —SELECT INCOME REIT | 37,260 | $1.0B | 0.60% | |
| 221 | GELGENESIS ENERGY L P | 688,208 | $1.0B | 0.60% | Call |
| 222 | NPVNUVEEN VA PREM INCOME MUN FD | 68,826 | $1.0B | 0.60% | |
| 223 | COTYCOTY INC | 42,553 | $1.0B | 0.60% | |
| 224 | FNYFIRST TR EXCNGE TRD ALPHADEX | 32,210 | $999.0M | 0.60% | |
| 225 | —JANUS CAP GROUP INC | 150,170 | $998.1M | 0.60% | |
| 226 | FIZZNATIONAL BEVERAGE CORP | 177,726 | $997.8M | 0.59% | |
| 227 | GRMNGARMIN LTD | 333,130 | $996.0M | 0.59% | Put |
| 228 | DOEURDIAMOND OFFSHORE DRILLING IN | 56,633 | $996.0M | 0.59% | Put |
| 229 | LLYLILLY ELI & CO | 2,033,231 | $995.4M | 0.59% | Put |
| 230 | IPGPIPG PHOTONICS CORP | 12,080 | $995.0M | 0.59% | |
| 231 | SPLBSPDR SERIES TRUST | 23,209 | $995.0M | 0.59% | |
| 232 | AIAISHARES TR | 19,846 | $994.0M | 0.59% | |
| 233 | KWRQUAKER CHEM CORP | 9,389 | $994.0M | 0.59% | |
| 234 | SLXVANECK VECTORS ETF TR | 31,871 | $990.0M | 0.59% | |
| 235 | WBSWEBSTER FINL CORP CONN | 73,164 | $989.8M | 0.59% | |
| 236 | FDSFACTSET RESH SYS INC | 58,967 | $989.6M | 0.59% | Put |
| 237 | SEICSEI INVESTMENTS CO | 96,127 | $988.4M | 0.59% | |
| 238 | XYZSQUARE INC | 84,758 | $988.0M | 0.59% | Call |
| 239 | JNJJOHNSON & JOHNSON | 8,361,074 | $987.7M | 0.59% | Put |
| 240 | VWOVANGUARD INTL EQUITY INDEX F | 11,064,136 | $986.8M | 0.59% | |
| 241 | SRNESORRENTO THERAPEUTICS INC | 127,332 | $986.0M | 0.59% | |
| 242 | RAREULTRAGENYX PHARMACEUTICAL IN | 30,034 | $984.1M | 0.59% | |
| 243 | LMTLOCKHEED MARTIN CORP | 2,031,938 | $983.6M | 0.59% | Put |
| 244 | CDCVICTORY PORTFOLIOS II | 24,755 | $982.0M | 0.59% | |
| 245 | VEEVVEEVA SYS INC | 309,948 | $980.8M | 0.58% | Put |
| 246 | DLXDELUXE CORP | 126,175 | $979.5M | 0.58% | |
| 247 | TSLATESLA MTRS INC | 739,695 | $977.1M | 0.58% | Put |
| 248 | HUBSHUBSPOT INC | 16,965 | $977.0M | 0.58% | |
| 249 | ETNEATON CORP PLC | 1,583,536 | $976.2M | 0.58% | Call |
| 250 | GDDYGODADDY INC | 203,599 | $976.1M | 0.58% | Call |
| 251 | GLINVANECK VECTORS ETF TR | 20,943 | $973.0M | 0.58% | |
| 252 | CPRTCOPART INC | 183,713 | $972.9M | 0.58% | |
| 253 | ZZILLOW GROUP INC | 307,599 | $971.7M | 0.58% | |
| 254 | CSCOCISCO SYS INC | 21,527,839 | $971.6M | 0.58% | Put |
| 255 | SPTISPDR SERIES TRUST | 199,523 | $971.3M | 0.58% | |
| 256 | KIMKIMCO RLTY CORP | 316,987 | $970.2M | 0.58% | |
| 257 | UAUNDER ARMOUR INC | 572,504 | $969.4M | 0.58% | |
| 258 | —MANTECH INTL CORP | 25,697 | $969.0M | 0.58% | |
| 259 | —WESTERN ASSET EMRG MKT INCM | 84,116 | $969.0M | 0.58% | |
| 260 | —NUTRI SYS INC NEW | 32,606 | $968.0M | 0.58% | |
| 261 | JRSNUVEEN REAL ESTATE INCOME FD | 81,443 | $967.0M | 0.58% | |
| 262 | PBTPERMIAN BASIN RTY TR | 138,365 | $964.0M | 0.57% | |
| 263 | CSTECAESARSTONE LTD | 25,555 | $964.0M | 0.57% | |
| 264 | PMXPIMCO MUN INCOME FD III | 75,137 | $963.0M | 0.57% | |
| 265 | AKXANSYS INC | 80,388 | $962.5M | 0.57% | |
| 266 | TCBITEXAS CAPITAL BANCSHARES INC | 17,515 | $962.0M | 0.57% | |
| 267 | ALAIR LEASE CORP | 33,673 | $962.0M | 0.57% | |
| 268 | ABTABBOTT LABS | 3,839,295 | $961.6M | 0.57% | Put |
| 269 | CBRECBRE GROUP INC | 85,006 | $960.4M | 0.57% | |
| 270 | —CBL & ASSOC PPTYS INC | 253,415 | $959.1M | 0.57% | |
| 271 | —ISHARES TR | 15,601 | $959.0M | 0.57% | |
| 272 | —OPPENHEIMER REV WEIGHTED ETF | 19,877 | $959.0M | 0.57% | |
| 273 | BWABORGWARNER INC | 437,111 | $958.4M | 0.57% | |
| 274 | —GNC HLDGS INC | 46,908 | $958.0M | 0.57% | |
| 275 | —ZOES KITCHEN INC | 43,137 | $957.0M | 0.57% | |
| 276 | —EVERBANK FINL CORP | 49,464 | $957.0M | 0.57% | |
| 277 | HYGISHARES TR | 10,966,291 | $956.9M | 0.57% | Put |
| 278 | SWKSTANLEY BLACK & DECKER INC | 444,517 | $955.8M | 0.57% | |
| 279 | BACBANK AMER CORP | 54,516,322 | $955.1M | 0.57% | Put |
| 280 | PKNPERKINELMER INC | 17,018 | $955.0M | 0.57% | |
| 281 | NVSNNOVARTIS A G | 5,546,496 | $954.4M | 0.57% | Put |
| 282 | SMGSCOTTS MIRACLE GRO CO | 27,793 | $954.4M | 0.57% | |
| 283 | PHKPIMCO HIGH INCOME FD | 95,794 | $954.0M | 0.57% | |
| 284 | MUCBLACKROCK MUNIHLDNGS QLTY II | 64,567 | $954.0M | 0.57% | |
| 285 | —CAPITALA FIN CORP | 377,887 | $953.0M | 0.57% | |
| 286 | EDGGOLD FIELDS LTD NEW | 922,945 | $952.5M | 0.57% | Put |
| 287 | —CLAYMORE EXCHANGE TRD FD TR | 46,884 | $952.0M | 0.57% | |
| 288 | —POWERSHS DB MULTI SECT COMM | 107,159 | $951.0M | 0.57% | |
| 289 | AGXARGAN INC | 264,806 | $950.7M | 0.57% | Call |
| 290 | MDMEDNAX INC | 44,390 | $949.0M | 0.57% | |
| 291 | ADSKAUTODESK INC | 1,666,344 | $947.7M | 0.56% | Put |
| 292 | —COMPANHIA BRASILEIRA DE DIST | 174,170 | $946.9M | 0.56% | |
| 293 | SRSPIRE INC | 14,846 | $946.0M | 0.56% | |
| 294 | 4DHDANA INCORPORATED | 60,586 | $945.0M | 0.56% | |
| 295 | —ELLINGTON FINANCIAL LLC | 56,627 | $944.0M | 0.56% | |
| 296 | CMPCOMPASS MINERALS INTL INC | 76,343 | $943.7M | 0.56% | |
| 297 | —RITE AID CORP | 6,543,917 | $942.4M | 0.56% | Put |
| 298 | GOGOGOGO INC | 85,354 | $942.0M | 0.56% | |
| 299 | KNOPKNOT OFFSHORE PARTNERS LP | 45,067 | $941.0M | 0.56% | |
| 300 | NTAPNETAPP INC | 56,470 | $938.1M | 0.56% |