UBS Group AG Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$167.7M

Holdings

6,790

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (6,790 positions)

#	Stock	Shares	Value	% Portfolio	Type
301	MTRXMATRIX SVC CO	49,989	$938K	0.56%
302	GRA1EURGRACE W R & CO DEL NEW	12,705	$937K	0.56%
303	LTM1GBPLATAM AIRLS GROUP S A	115,069	$935K	0.56%	Call
304	EWCISHARES	910,672	$933K	0.56%	Call
305	GNWGENWORTH FINL INC	1,266,535	$933K	0.56%	Put
306	PINCPREMIER INC	63,524	$933K	0.56%
307	—CAPITAL SR LIVING CORP	55,507	$933K	0.56%	Put
308	CDZICADIZ INC	125,876	$933K	0.56%
309	EXASEXACT SCIENCES CORP	240,676	$933K	0.56%	Call
310	VIAVVIAVI SOLUTIONS INC	126,053	$931K	0.56%
311	CFOVICTORY PORTFOLIOS II	24,116	$931K	0.56%
312	MCDMCDONALDS CORP	7,016,612	$930K	0.55%	Put
313	SPTSSPDR SER TR	30,401	$929K	0.55%
314	EUHYISHARES	19,350	$929K	0.55%
315	ERHWELLS FARGO UTILITIES AND HI	74,429	$926K	0.55%
316	FADFIRST TR MULTI CAP VALUE ALP	17,441	$923K	0.55%
317	UPROPROSHARES TR	12,521	$922K	0.55%
318	NWLNEWELL BRANDS INC	1,642,795	$922K	0.55%	Call
319	—SYNTEL INC	158,288	$918K	0.55%
320	SERVUSDSERVICEMASTER GLOBAL HLDGS I	27,230	$917K	0.55%
321	EGOELDORADO GOLD CORP NEW	762,335	$915K	0.55%	Put
322	CTSHCOGNIZANT TECHNOLOGY SOLUTIO	1,018,374	$913K	0.54%	Put
323	IWDISHARES TR	4,135,320	$912K	0.54%
324	—TECH DATA CORP	10,769	$912K	0.54%
325	MHKMOHAWK INDS INC	104,636	$911K	0.54%
326	CTLEURCENTURYLINK INC	2,216,136	$910K	0.54%	Put
327	MXLMAXLINEAR INC	172,835	$910K	0.54%
328	SYNASYNAPTICS INC	62,637	$909K	0.54%
329	LQDISHARES TR	7,371,700	$908K	0.54%	Put
330	—LIONS GATE ENTMNT CORP	301,290	$905K	0.54%	Put
331	MSFTMICROSOFT CORP	29,753,111	$905K	0.54%	Put
332	SMSM ENERGY CO	23,399	$903K	0.54%
333	WDCWESTERN DIGITAL CORP	517,877	$902K	0.54%	Put
334	NTESNETEASE INC	144,175	$901K	0.54%
335	FNDXSCHWAB STRATEGIC TR	28,925	$900K	0.54%
336	NNNNATIONAL RETAIL PPTYS INC	54,281	$900K	0.54%
337	—SPDR INDEX SHS FDS	55,075	$899K	0.54%
338	AKBAAKEBIA THERAPEUTICS INC	99,187	$898K	0.54%
339	HALHALLIBURTON CO	3,062,151	$898K	0.54%	Put
340	—MARIN SOFTWARE INC	355,979	$897K	0.53%
341	VTIVANGUARD INDEX FDS	8,053,336	$897K	0.53%
342	QEPQEP RES INC	174,052	$897K	0.53%
343	—CLAYMORE EXCHANGE TRD FD TR	42,124	$896K	0.53%
344	—INVENSENSE INC	120,731	$896K	0.53%	Put
345	—NUVEEN DIVERSIFIED DIV INCM	76,719	$896K	0.53%
346	VEGIISHARES	37,437	$894K	0.53%
347	FDPFRESH DEL MONTE PRODUCE INC	14,920	$894K	0.53%
348	KWKENNEDY-WILSON HLDGS INC	39,644	$894K	0.53%
349	DTREFIRST TR FTSE EPRA/NAREIT DE	19,341	$893K	0.53%
350	MSGSMADISON SQUARE GARDEN CO NEW	5,262	$891K	0.53%
351	EEMISHARES TR	61,437,428	$891K	0.53%	Put
352	BLDRBUILDERS FIRSTSOURCE INC	1,935,166	$890K	0.53%	Call
353	RHIROBERT HALF INTL INC	113,235	$889K	0.53%
354	TDFTEMPLETON DRAGON FD INC	50,281	$887K	0.53%
355	KGCKINROSS GOLD CORP	1,907,861	$885K	0.53%	Put
356	XLISELECT SECTOR SPDR TR	5,162,152	$885K	0.53%	Put
357	CVCOCAVCO INDS INC DEL	8,893	$881K	0.53%
358	—FERRELLGAS PARTNERS L.P.	251,558	$880K	0.52%
359	EWPISHARES	77,271	$878K	0.52%
360	—FIFTH STR SR FLOATNG RATE CO	530,713	$877K	0.52%
361	UMPQUSDUMPQUA HLDGS CORP	361,606	$877K	0.52%
362	—RSP PERMIAN INC	268,049	$877K	0.52%	Call
363	EGRXEAGLE PHARMACEUTICALS INC	12,515	$876K	0.52%	Call
364	TYLTYLER TECHNOLOGIES INC	23,100	$874K	0.52%
365	—ORBCOMM INC	85,104	$872K	0.52%
366	SGUSTAR GAS PARTNERS L P	90,278	$871K	0.52%
367	MUABLACKROCK MUNIASSETS FD INC	56,665	$871K	0.52%
368	SSNCSS&C TECHNOLOGIES HLDGS INC	62,972	$870K	0.52%
369	—CARDTRONICS PLC	19,504	$870K	0.52%
370	IDAIDACORP INC	11,105	$869K	0.52%
371	—POWERSHARES ETF TR II	17,816	$867K	0.52%
372	—CYNOSURE INC	17,024	$867K	0.52%
373	EDFSTONE HBR EMERG MRKTS INC FD	54,504	$867K	0.52%
374	—SYKES ENTERPRISES INC	30,770	$865K	0.52%
375	SPSCSPS COMM INC	11,793	$865K	0.52%
376	EX9EXELIXIS INC	67,622	$865K	0.52%
377	BBBYEURBED BATH & BEYOND INC	75,018	$864K	0.52%	Call
378	—GREAT PLAINS ENERGY INC	78,037	$863K	0.51%
379	CMGCHIPOTLE MEXICAN GRILL INC	1,707,889	$863K	0.51%	Call
380	VRSNVERISIGN INC	24,651	$862K	0.51%
381	XBMEXBLACKROCK HEALTH SCIENCES TR	25,086	$862K	0.51%
382	MSAMSA SAFETY INC	14,829	$861K	0.51%
383	BATRKUSDLIBERTY MEDIA CORP DELAWARE	49,458	$860K	0.51%
384	HYHGPROSHARES TR	12,906	$860K	0.51%
385	MANMANPOWERGROUP INC	180,704	$859K	0.51%
386	SNISCRIPPS NETWORKS INTERACT IN	63,197	$859K	0.51%	Put
387	JLLJONES LANG LASALLE INC	31,259	$859K	0.51%
388	KRCKILROY RLTY CORP	72,648	$858K	0.51%
389	PGFUSDPENGROWTH ENERGY CORP	539,469	$858K	0.51%
390	—CVR PARTNERS LP	161,873	$858K	0.51%
391	BNDVANGUARD BD INDEX FD INC	10,191,776	$858K	0.51%
392	MYGNMYRIAD GENETICS INC	106,969	$856K	0.51%
393	EGPEASTGROUP PPTY INC	11,641	$856K	0.51%
394	AMZNAMAZON COM INC	865,194	$855K	0.51%	Put
395	—LUXOTTICA GROUP S P A	17,879	$855K	0.51%
396	IAUISHARES TR	33,253	$855K	0.51%
397	EVNEATON VANCE MUNI INCOME TRUS	60,064	$855K	0.51%
398	TQJSIGNATURE BK NEW YORK N Y	76,547	$853K	0.51%
399	BF/ABROWN FORMAN CORP	17,150	$853K	0.51%
400	VIV1USDTELEFONICA BRASIL SA	327,393	$853K	0.51%

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