UBS Group AG Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$167.7M

Holdings

6,790

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (6,790 positions)

#	Stock	Shares	Value	% Portfolio	Type
401	CIMCHIMERA INVT CORP	1,789,518	$853K	0.51%
402	37MMRC GLOBAL INC	51,805	$851K	0.51%
403	ILMNILLUMINA INC	159,613	$850K	0.51%	Call
404	—BLDRS INDEX FDS TR	42,135	$850K	0.51%
405	—CENTURY BANCORP INC MASS	18,758	$850K	0.51%
406	LNCLINCOLN NATL CORP IND	714,684	$849K	0.51%	Put
407	GEGGEO GROUP INC NEW	35,686	$848K	0.51%
408	—VANECK VECTORS ETF TR	35,000	$848K	0.51%
409	IRBTQIROBOT CORP	83,476	$848K	0.51%
410	—CBS CORP NEW	428,412	$848K	0.51%	Put
411	HEDJWISDOMTREE TR	4,891,145	$847K	0.51%	Call
412	GPROGOPRO INC	719,608	$847K	0.51%	Put
413	SBUXSTARBUCKS CORP	14,021,858	$847K	0.50%	Put
414	UHALAMERCO	2,612	$847K	0.50%
415	IBMINTERNATIONAL BUSINESS MACHS	2,674,346	$846K	0.50%	Put
416	LOWLOWES COS INC	4,360,116	$846K	0.50%	Put
417	CLFDCLEARFIELD INC	44,948	$845K	0.50%
418	WSMWILLIAMS SONOMA INC	558,405	$845K	0.50%	Call
419	—POWERSHARES ETF TR II	30,301	$844K	0.50%
420	—L-3 COMMUNICATIONS HLDGS INC	43,400	$843K	0.50%
421	IVVISHARES TR	1,707,868	$842K	0.50%
422	FLOFLOWERS FOODS INC	441,886	$841K	0.50%
423	KBIAKB FINANCIAL GROUP INC	117,201	$840K	0.50%
424	AESAES CORP	207,063	$840K	0.50%
425	AIGAMERICAN INTL GROUP INC	5,088,930	$839K	0.50%	Put
426	DYDYCOM INDS INC	10,254	$839K	0.50%
427	HTLDHEARTLAND EXPRESS INC	44,465	$839K	0.50%
428	WBAWALGREENS BOOTS ALLIANCE INC	2,709,057	$838K	0.50%	Put
429	IYFISHARES TR	214,497	$837K	0.50%
430	—PBF LOGISTICS LP	499,642	$836K	0.50%
431	—BIOTELEMETRY INC	45,009	$836K	0.50%
432	ALKALASKA AIR GROUP INC	518,876	$835K	0.50%	Put
433	—FITBIT INC	328,685	$835K	0.50%	Put
434	DEDEERE & CO	1,055,735	$834K	0.50%	Put
435	VALEVALE S A	6,088,168	$834K	0.50%	Put
436	PRGOPERRIGO CO PLC	155,195	$834K	0.50%	Call
437	CAKECHEESECAKE FACTORY INC	98,294	$833K	0.50%	Put
438	CVXCHEVRON CORP NEW	6,387,835	$832K	0.50%	Put
439	—AMSURG CORP	43,160	$832K	0.50%
440	ERIEERIE INDTY CO	8,152	$832K	0.50%
441	CHECHEMED CORP NEW	19,176	$832K	0.50%
442	DPZDOMINOS PIZZA INC	66,761	$829K	0.49%	Put
443	LKQ1LKQ CORP	144,528	$829K	0.49%
444	CTRPUSDCTRIP COM INTL LTD	1,329,222	$829K	0.49%	Put
445	SNNSMITH & NEPHEW PLC	25,267	$829K	0.49%
446	XFRAXBLACKROCK FLOAT RATE OME STR	59,818	$829K	0.49%
447	BABAALIBABA GROUP HLDG LTD	7,333,264	$829K	0.49%	Put
448	FHIFEDERATED INVS INC PA	87,933	$828K	0.49%
449	SBCSABRA HEALTH CARE REIT INC	32,850	$827K	0.49%
450	—APOLLO TACTICAL INCOME FD IN	53,348	$825K	0.49%
451	JBLJABIL CIRCUIT INC	37,822	$825K	0.49%
452	—TEEKAY TANKERS LTD	325,383	$823K	0.49%
453	HBANHUNTINGTON BANCSHARES INC	1,546,512	$821K	0.49%
454	TRCTEJON RANCH CO	33,694	$820K	0.49%
455	—COHEN & STEERS GLOBAL INC BL	92,267	$820K	0.49%
456	POOLPOOL CORPORATION	19,704	$819K	0.49%
457	VACMARRIOTT VACATIONS WRLDWDE C	11,173	$819K	0.49%
458	ETOEATON VANCE TX ADV GLB DIV O	37,796	$819K	0.49%
459	TUPTUPPERWARE BRANDS CORP	108,001	$818K	0.49%
460	—PROSHARES TR II	349,427	$818K	0.49%	Put
461	SPXLDIREXION SHS ETF TR	8,404	$817K	0.49%
462	—APARTMENT INVT & MGMT CO	248,399	$817K	0.49%
463	—RYDEX ETF TRUST	10,060	$816K	0.49%
464	—POWERSHARES ETF TR II	32,771	$816K	0.49%
465	MTZMASTEC INC	76,728	$814K	0.49%
466	SBIOALPS ETF TR	31,190	$814K	0.49%
467	BIIBBIOGEN INC	613,721	$811K	0.48%	Put
468	DVNDEVON ENERGY CORP NEW	701,161	$808K	0.48%	Put
469	PFXFVANECK VECTORS ETF TR	38,966	$808K	0.48%
470	—MOBILEYE N V AMSTELVEEN	310,475	$807K	0.48%	Put
471	—KAPSTONE PAPER & PACKAGING C	42,628	$807K	0.48%
472	—EXONE CO	52,984	$807K	0.48%
473	ULTAULTA SALON COSMETCS & FRAG I	74,008	$807K	0.48%
474	—SODASTREAM INTERNATIONAL LTD	30,341	$806K	0.48%
475	BAXBAXTER INTL INC	1,062,590	$806K	0.48%	Call
476	UCBUNITED CMNTY BKS BLAIRSVLE G	38,261	$805K	0.48%
477	—RANDGOLD RES LTD	53,775	$805K	0.48%	Put
478	—PLANTRONICS INC NEW	74,849	$804K	0.48%
479	MDLZMONDELEZ INTL INC	17,593,123	$803K	0.48%	Put
480	AGGISHARES TR	7,144,338	$803K	0.48%
481	—PROSHARES TR	26,797	$803K	0.48%
482	OSKOSHKOSH CORP	14,326	$803K	0.48%
483	ADMARCHER DANIELS MIDLAND CO	499,214	$802K	0.48%	Put
484	CN4CONNS INC	77,678	$802K	0.48%	Put
485	ADBEADOBE SYS INC	3,392,807	$802K	0.48%	Put
486	BDXBECTON DICKINSON & CO	1,622,672	$801K	0.48%
487	SCISERVICE CORP INTL	895,895	$801K	0.48%
488	SWXSOUTHWEST GAS CORP	11,448	$800K	0.48%
489	DXJWISDOMTREE TR	4,739,598	$798K	0.48%	Put
490	VUGVANGUARD INDEX FDS	7,099,765	$797K	0.48%
491	MVTBLACKROCK MUNIVEST FD II INC	46,485	$797K	0.48%
492	FOXFFOX FACTORY HLDG CORP	34,701	$797K	0.48%
493	GCI1EURGANNETT CO INC	190,358	$795K	0.47%
494	SQMSOCIEDAD QUIMICA MINERA DE C	29,499	$793K	0.47%
495	—APOLLO SR FLOATING RATE FD I	46,718	$791K	0.47%
496	2362120DSINCLAIR BROADCAST GROUP INC	69,219	$790K	0.47%
497	TYTRI CONTL CORP	36,962	$790K	0.47%
498	PFEPFIZER INC	19,539,339	$790K	0.47%	Put
499	WFRDWEATHERFORD INTL PLC	3,589,315	$789K	0.47%	Put
500	—VITAMIN SHOPPE INC	29,369	$789K	0.47%

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