UBS Group AG Q3 2018 Filing

Filed November 14, 2018

Portfolio Value

$252.3M

Holdings

7,107

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (7,107 positions)

#	Stock	Shares	Value	% Portfolio	Type
601	PZCPIMCO CALIF MUN INCOME FD II	82,280	$836K	0.33%
602	UTLUNITIL CORP	16,430	$836K	0.33%
603	LZBLA Z BOY INC	140,146	$836K	0.33%
604	HTDCORCEPT THERAPEUTICS INC	59,565	$835K	0.33%
605	NXSTNEXSTAR MEDIA GROUP INC	121,830	$833K	0.33%
606	SPWRQSUNPOWER CORP	114,137	$833K	0.33%
607	—DELAWARE ENHANCED GBL DIV &	74,354	$833K	0.33%
608	GTXGARRETT MOTION INC	44,952	$832K	0.33%
609	BALLBALL CORP	466,499	$831K	0.33%
610	TTWOTAKE-TWO INTERACTIVE SOFTWAR	171,387	$830K	0.33%
611	CLSCA INC	643,673	$829K	0.33%
612	EZUISHARES INC	4,213,972	$828K	0.33%
613	AMTTD AMERITRADE HLDG CORP	236,948	$827K	0.33%	Put
614	OPTUALTICE USA INC	1,609,816	$826K	0.33%
615	FCNCAFIRST CTZNS BANCSHARES INC N	1,825	$826K	0.33%
616	DONSPDR DOW JONES INDL AVRG ETF	1,221,793	$826K	0.33%	Put
617	BAMBROOKFIELD ASSET MGMT INC	652,099	$825K	0.33%
618	COPXGLOBAL X FDS	37,284	$824K	0.33%
619	BCBRUNSWICK CORP	308,064	$824K	0.33%	Call
620	MATWMATTHEWS INTL CORP	16,412	$823K	0.33%
621	SPLVINVESCO EXCHNG TRADED FD TR	1,862,295	$822K	0.33%	Put
622	THFFFIRST FINL CORP IND	16,373	$822K	0.33%
623	—REALITY SHS ETF TR	28,882	$822K	0.33%
624	—ENEL AMERICAS S A	106,276	$822K	0.33%
625	HXLHEXCEL CORP NEW	65,809	$822K	0.33%
626	HSICSCHEIN HENRY INC	374,778	$821K	0.33%
627	VAREURVARIAN MED SYS INC	112,518	$821K	0.33%
628	KLMNINVESCO EXCHNG TRADED FD TR	32,930	$820K	0.33%
629	4IUINVESCO INDIA EXCHG TRED FD	34,220	$820K	0.33%
630	EGRXEAGLE PHARMACEUTICALS INC	11,825	$820K	0.33%
631	PUMPPROPETRO HLDG CORP	49,747	$820K	0.33%
632	ZSZSCALER INC	113,892	$820K	0.32%	Call
633	ISBCUSDINVESTORS BANCORP INC NEW	979,717	$819K	0.32%
634	—FGL HLDGS	91,445	$818K	0.32%
635	EQTEQT CORP	2,672,137	$816K	0.32%	Call
636	EQIXEQUINIX INC	87,879	$816K	0.32%	Call
637	BILIBILIBILI INC	138,711	$816K	0.32%
638	WEYSWEYCO GROUP INC	23,185	$816K	0.32%
639	BEPBROOKFIELD RENEWABLE PARTNER	82,623	$816K	0.32%
640	—NUVEEN OHIO QLTY MUN INCOME	60,393	$815K	0.32%
641	—INTEGRATED DEVICE TECHNOLOGY	1,089,686	$814K	0.32%	Put
642	—ROYAL BK SCOTLAND GROUP PLC	124,656	$814K	0.32%
643	TDWTIDEWATER INC NEW	26,055	$813K	0.32%
644	LILALIBERTY LATIN AMERICA LTD	39,415	$813K	0.32%
645	FOXFFOX FACTORY HLDG CORP	50,190	$813K	0.32%
646	AQLTISHARES TR	77,224	$813K	0.32%
647	ENQENTEGRIS INC	266,229	$812K	0.32%
648	—INVESCO BLDRS INDEX FDS TR	37,350	$811K	0.32%
649	—AMERICAN OUTDOOR BRANDS CORP	52,128	$810K	0.32%
650	CPKCHESAPEAKE UTILS CORP	9,649	$809K	0.32%
651	OXSQOXFORD SQUARE CAP CORP	767,288	$809K	0.32%
652	UPBDRENT A CTR INC NEW	56,195	$808K	0.32%
653	—GOLAR LNG PARTNERS LP	181,194	$808K	0.32%	Put
654	BRK/BBERKSHIRE HATHAWAY INC DEL	3,322,447	$807K	0.32%	Put
655	—MEDICINES CO	65,357	$807K	0.32%
656	—SPRINT CORP	3,394,909	$806K	0.32%	Put
657	DGXQUEST DIAGNOSTICS INC	186,820	$806K	0.32%
658	SESEA LTD	58,170	$805K	0.32%
659	—IBERIABANK CORP	42,812	$805K	0.32%
660	BBYBEST BUY INC	142,137	$804K	0.32%	Put
661	ATNXEURATHENEX INC	51,733	$804K	0.32%
662	—ANIXTER INTL INC	11,437	$804K	0.32%
663	UNUSDUNILEVER N V	709,302	$804K	0.32%
664	DOXAMDOCS LTD	49,738	$803K	0.32%
665	GPCGENUINE PARTS CO	474,690	$803K	0.32%	Call
666	AJGGALLAGHER ARTHUR J & CO	194,004	$803K	0.32%
667	PVG1EURPRETIUM RES INC	418,204	$802K	0.32%	Put
668	FFICFLUSHING FINL CORP	32,875	$802K	0.32%
669	NUEMNUSHARES ETF TR	30,574	$802K	0.32%
670	AMRNAMARIN CORP PLC	936,789	$801K	0.32%
671	—RITE AID CORP	625,510	$800K	0.32%
672	HNMORMAT TECHNOLOGIES INC	14,789	$800K	0.32%
673	DESWISDOMTREE TR	2,294,128	$799K	0.32%
674	SKMEURSK TELECOM LTD	307,698	$799K	0.32%
675	—VEDANTA LTD	62,377	$798K	0.32%
676	—ARGO GROUP INTL HLDGS LTD	12,647	$798K	0.32%
677	WSRWHITESTONE REIT	57,526	$798K	0.32%
678	QCOMQUALCOMM INC	11,071,213	$797K	0.32%	Put
679	FXIISHARES TR	18,616,205	$797K	0.32%	Put
680	AMAGAMAG PHARMACEUTICALS INC	39,816	$797K	0.32%
681	—GOVERNMENT PPTYS INCOME TR	219,080	$797K	0.32%
682	TTELUS CORP	338,266	$797K	0.32%
683	TLTISHARES TR	3,426,593	$796K	0.32%	Put
684	AROCARCHROCK INC	991,296	$796K	0.32%
685	S76STORE CAP CORP	129,537	$796K	0.32%
686	KWRQUAKER CHEM CORP	15,754	$795K	0.32%
687	ILTBISHARES TR	13,303	$794K	0.31%
688	LENLENNAR CORP	2,208,660	$793K	0.31%	Put
689	—LEGACY RESVS INC	163,559	$793K	0.31%
690	SYYSYSCO CORP	919,584	$793K	0.31%
691	ETJEATON VANCE RISK MNGD DIV EQ	2,398,262	$792K	0.31%
692	CDXSCODEXIS INC	46,179	$792K	0.31%
693	—HOEGH LNG PARTNERS LP	43,172	$792K	0.31%
694	TANINVESCO EXCHNG TRADED FD TR	258,447	$791K	0.31%
695	UEOWESTLAKE CHEM CORP	83,947	$790K	0.31%
696	JKHYHENRY JACK & ASSOC INC	77,235	$790K	0.31%
697	—GTT COMMUNICATIONS INC	18,179	$789K	0.31%
698	—GLOBAL X FDS	64,857	$789K	0.31%
699	ICLRICON PLC	49,203	$789K	0.31%
700	PKGPACKAGING CORP AMER	110,484	$788K	0.31%	Call

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