UBS Group AG Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$317.6M

Holdings

8,587

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (8,587 positions)

#	Stock	Shares	Value	% Portfolio	Type
401	ADMARCHER DANIELS MIDLAND CO	1,725,961	$1.0M	0.32%	Put
402	CASYCASEYS GEN STORES INC	19,415	$1.0M	0.32%
403	WGOWINNEBAGO INDS INC	87,559	$1.0M	0.32%	Put
404	DXJWISDOMTREE TR	440,491	$1.0M	0.32%
405	EPAMEPAM SYS INC	196,495	$1.0M	0.32%	Put
406	RIGSALPS ETF TR	40,999	$1.0M	0.32%
407	HACKUSDETF MANAGERS TR	16,690	$1.0M	0.32%
408	TXRHTEXAS ROADHOUSE INC	592,334	$1.0M	0.32%	Put
409	LYBLYONDELLBASELL INDUSTRIES N	614,873	$1.0M	0.32%	Put
410	DDOGDATADOG INC	171,350	$1.0M	0.32%	Put
411	ALEXALEXANDER & BALDWIN INC NEW	43,123	$1.0M	0.32%
412	FADFIRST TR MULTI CAP GROWTH AL	8,545	$1.0M	0.32%
413	TRIPTRIPADVISOR INC	287,963	$1.0M	0.32%	Put
414	AUPHAURINIA PHARMACEUTICALS INC	263,129	$1.0M	0.32%	Put
415	HRLHORMEL FOODS CORP	553,067	$1.0M	0.32%
416	KELKELLOGG CO	679,466	$1.0M	0.32%	Put
417	NUVAGBPNUVASIVE INC	455,337	$1.0M	0.32%
418	CR1USDCRANE CO	783,446	$1.0M	0.32%	Put
419	FTCIFTC SOLAR INC	321,307	$1.0M	0.32%
420	PZZAPAPA JOHNS INTL INC	26,624	$1.0M	0.32%
421	EGBNEAGLE BANCORP INC MD	17,464	$1.0M	0.32%
422	SDYSPDR SER TR	1,748,652	$1.0M	0.32%
423	CLVTRIP COM GROUP LTD	4,780,899	$1.0M	0.32%	Put
424	RIGTRANSOCEAN LTD	1,785,862	$1.0M	0.32%	Put
425	MOALTRIA GROUP INC	5,147,102	$1.0M	0.32%	Put
426	DAVAENDAVA PLC	7,361	$1.0M	0.31%
427	VCRVANGUARD WORLD FDS	569,825	$1000K	0.31%
428	CALYCALLAWAY GOLF CO	737,322	$999K	0.31%	Call
429	TDAYGANNETT CO INC	149,542	$999K	0.31%
430	GNRCGENERAC HLDGS INC	257,788	$998K	0.31%	Put
431	DTILPRECISION BIOSCIENCES INC	86,408	$997K	0.31%
432	CGENCOMPUGEN LTD	167,074	$997K	0.31%
433	ULUNILEVER PLC	948,903	$996K	0.31%	Put
434	HLITHARMONIC INC	113,695	$995K	0.31%
435	—CYBEROPTICS CORP	27,950	$995K	0.31%
436	EXPEEXPEDIA GROUP INC	920,315	$995K	0.31%	Put
437	SPEUSPDR INDEX SHS FDS	24,360	$994K	0.31%
438	XLFISELECT SECTOR SPDR TR	2,474,869	$994K	0.31%	Put
439	GRT-UCADGRANITE REAL ESTATE INVT TR	30,235	$992K	0.31%
440	CDLVICTORY PORTFOLIOS II	17,435	$992K	0.31%
441	IDLVINVESCO EXCH TRADED FD TR II	32,361	$991K	0.31%
442	SRTABLADE AIR MOBILITY INC	95,208	$990K	0.31%
443	PACWUSDPACWEST BANCORP DEL	149,862	$990K	0.31%
444	ISBCUSDINVESTORS BANCORP INC NEW	382,540	$990K	0.31%
445	ZNGAEURZYNGA INC	5,943,844	$989K	0.31%	Put
446	FLSFLOWSERVE CORP	80,156	$988K	0.31%
447	EMREMERSON ELEC CO	2,625,655	$988K	0.31%	Put
448	MLIMUELLER INDS INC	24,011	$987K	0.31%
449	PNIPIMCO NEW YORK MUN FD II	84,799	$985K	0.31%
450	HYHYSTER YALE MATLS HANDLING I	19,587	$984K	0.31%
451	CTVACORTEVA INC	2,044,208	$983K	0.31%
452	TSLXSIXTH STREET SPECIALTY LENDN	301,703	$983K	0.31%
453	LNTHLANTHEUS HLDGS INC	38,264	$982K	0.31%
454	XIGDXVOYA GLBL EQTY DIV & PREM OP	165,933	$979K	0.31%
455	ETNEATON CORP PLC	1,336,204	$979K	0.31%	Put
456	PRDOPERDOCEO ED CORP	593,367	$978K	0.31%
457	KKRKKR & CO INC	972,402	$978K	0.31%
458	TZADIREXION SHS ETF TR	31,663	$977K	0.31%
459	FNFABRINET	9,523	$976K	0.31%
460	CTBICOMMUNITY TR BANCORP INC	23,149	$975K	0.31%
461	SQMSOCIEDAD QUIMICA Y MINERA DE	104,166	$975K	0.31%
462	FUTUFUTU HLDGS LTD	411,469	$975K	0.31%	Put
463	BDCBELDEN INC	16,705	$973K	0.31%
464	SKYYFIRST TR EXCHANGE TRADED FD	1,306,239	$973K	0.31%
465	RWRSPDR SER TR	40,731	$972K	0.31%
466	TALOTALOS ENERGY INC	70,489	$971K	0.31%
467	FPFFIRST TR EXCHNG TRADED FD VI	39,183	$970K	0.31%
468	KGRNKRANESHARES TR	22,094	$970K	0.31%
469	MSAMSA SAFETY INC	31,507	$970K	0.31%
470	VRSKVERISK ANALYTICS INC	211,932	$970K	0.31%
471	—FORTERRA INC	41,110	$969K	0.31%
472	TAPMOLSON COORS BEVERAGE CO	535,434	$969K	0.31%
473	—CREDIT SUISSE AG NASSAU BRH	115,914	$968K	0.30%
474	AKROAKERO THERAPEUTICS INC	43,252	$967K	0.30%
475	CCUCOMPANIA CERVECERIAS UNIDAS	55,897	$966K	0.30%
476	PEBOPEOPLES BANCORP INC	30,566	$966K	0.30%
477	BLESNORTHERN LTS FD TR IV	25,321	$966K	0.30%
478	WSCWILLSCOT MOBIL MINI HLDNG CO	123,718	$966K	0.30%
479	NETCLOUDFLARE INC	342,705	$966K	0.30%	Call
480	CBCHUBB LIMITED	2,457,647	$964K	0.30%	Put
481	COPCONOCOPHILLIPS	6,377,093	$964K	0.30%	Put
482	WTBAWEST BANCORPORATION INC	32,006	$961K	0.30%
483	TSITCW STRATEGIC INCOME FD INC	167,322	$960K	0.30%
484	ZIMZIM INTEGRATED SHIPPING SERV	386,150	$960K	0.30%	Put
485	DFAEDIMENSIONAL ETF TRUST	35,177	$959K	0.30%
486	CLDRCLOUDERA INC	149,782	$958K	0.30%
487	ODFLOLD DOMINION FREIGHT LINE IN	156,494	$958K	0.30%
488	VRTXVERTEX PHARMACEUTICALS INC	618,111	$957K	0.30%	Put
489	HIHILLENBRAND INC	22,434	$957K	0.30%
490	SPYSPDR S&P 500 ETF TR	24,503,566	$957K	0.30%	Put
491	ABXBARRICK GOLD CORP	6,843,230	$957K	0.30%	Put
492	MCOMOODYS CORP	203,568	$956K	0.30%
493	FW2NBANNER CORP	17,296	$955K	0.30%
494	BNDVANGUARD BD INDEX FDS	4,095,808	$954K	0.30%
495	DRVNDRIVEN BRANDS HLDGS INC	32,997	$954K	0.30%
496	HRCHILL-ROM HLDGS INC	71,953	$954K	0.30%
497	AMEAMETEK INC	305,035	$953K	0.30%
498	BALLBALL CORP	737,127	$952K	0.30%	Put
499	SDGISHARES TR	45,603	$952K	0.30%
500	CUKCARNIVAL PLC	41,721	$952K	0.30%

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