UBS Group AG Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$287.4M

Holdings

7,122

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (7,122 positions)

#	Stock	Shares	Value	% Portfolio
5801	FLBLFRANKLIN TEMPLETON ETF TR	956	$24K	0.01%
5802	ENLVENLIVEX THERAPEUTICS LTD	2,873	$24K	0.01%
5803	—VISTRA ENERGY CORP	10,828	$23K	0.01%
5804	—PAVMED INC	19,280	$23K	0.01%
5805	ANABANAPTYSBIO INC	1,397	$23K	0.01%
5806	—FLY LEASING LTD	1,160	$23K	0.01%
5807	—STEALTH BIOTHERAPEUTICS CORP	7,000	$23K	0.01%
5808	FLGRFRANKLIN TEMPLETON ETF TR	1,010	$23K	0.01%
5809	—AXOVANT GENE THERAPIES LTD	4,469	$23K	0.01%
5810	—DBX ETF TR	967	$23K	0.01%
5811	—TRANSAMERICA ETF TR	383	$23K	0.01%
5812	PRTHPRIORITY TECHNOLOGY HLDGS IN	9,174	$23K	0.01%
5813	QQQINVESCO EXCH TRD SLF IDX FD	900	$23K	0.01%
5814	—MONOCLE ACQUISITION CORP	2,090	$23K	0.01%
5815	—DIREXION SHS ETF TR	794	$23K	0.01%
5816	IQDGWISDOMTREE TR	711	$23K	0.01%
5817	XENEXENON PHARMACEUTICALS INC	1,753	$23K	0.01%
5818	PMDUSDPSYCHEMEDICS CORP	2,533	$23K	0.01%
5819	MNKDMANNKIND CORP	17,973	$23K	0.01%
5820	—MUDRICK CAP ACQUISITION CORP	2,145	$23K	0.01%
5821	MREOMEREO BIOPHARMA GROUP PLC	6,969	$23K	0.01%
5822	—ARDAGH GROUP S A	1,153	$23K	0.01%
5823	FDLOFIDELITY COVINGTON TR	607	$23K	0.01%
5824	DDTOINNOVATOR ETFS TR II	954	$23K	0.01%
5825	GPRCHFGREAT PANTHER MINING LIMITED	44,939	$23K	0.01%
5826	—NEW PROVIDENCE ACQUISITIN CO	2,205	$23K	0.01%
5827	—HEXINDAI INC	24,203	$23K	0.01%
5828	GSSCGOLDMAN SACHS ETF TR	459	$22K	0.01%
5829	—CONTANGO OIL & GAS COMPANY	6,000	$22K	0.01%
5830	ORNORION GROUP HOLDINGS INC	4,247	$22K	0.01%
5831	—LMP AUTOMOTIVE HLDGS INC	1,220	$22K	0.01%
5832	XOMAXOMA CORP DEL	791	$22K	0.01%
5833	—SWEDISH EXPT CR CORP	969	$22K	0.01%
5834	RFILRF INDS LTD	3,269	$22K	0.01%
5835	BANXSTONECASTLE FINL CORP	1,000	$22K	0.01%
5836	VIXMPROSHARES TR II	1,052	$22K	0.01%
5837	PSTLPOSTAL REALTY TRUST INC	1,311	$22K	0.01%
5838	JFUUSD9F INC	2,241	$22K	0.01%
5839	XSMOINVESCO EXCHANGE TRADED FD T	569	$22K	0.01%
5840	—SOUTHERN CO	400	$22K	0.01%
5841	LABUUSDDIREXION SHS ETF TR	385	$22K	0.01%
5842	KTKT CORP	1,920	$22K	0.01%
5843	—MORGAN STANLEY	372	$22K	0.01%
5844	—USA TRUCK INC	2,908	$22K	0.01%
5845	—GORES METROPOULOS INC	2,100	$22K	0.01%
5846	—NATIONAL SEC GROUP INC	1,489	$22K	0.01%
5847	SCXSTARRETT L S CO	3,831	$22K	0.01%
5848	AQMSEURAQUA METALS INC	28,950	$22K	0.01%
5849	—U S ENERGY CORP WYO	7,155	$22K	0.01%
5850	—FINTECH ACQUISITION CORP III	1,967	$21K	0.01%
5851	MSCSTUDIO CITY INTL HLDGS LTD	1,078	$21K	0.01%
5852	FLEUFRANKLIN TEMPLETON ETF TR	847	$21K	0.01%
5853	—TOCAGEN INC	38,895	$21K	0.01%
5854	—TUSCAN HLDGS CORP II	2,110	$21K	0.01%
5855	—EDTECHX HLDGS ACQUISITION CO	2,068	$21K	0.01%
5856	—RENREN INC	8,457	$21K	0.01%
5857	—EASTSIDE DISTILLING INC	7,153	$21K	0.01%
5858	LMBLIMBACH HLDGS INC	5,634	$21K	0.01%
5859	—UBS AG JERSEY BRH	925	$21K	0.01%
5860	TBHCKIRKLANDS INC	17,255	$21K	0.01%
5861	CHKRCHESAPEAKE GRANITE WASH TR	40,061	$21K	0.01%
5862	CEFSEXCHANGE LISTED FDS TR	1,027	$21K	0.01%
5863	—INVESCO ACTIVELY MANAGD ETF	1,475	$21K	0.01%
5864	—BLACKSTONE MTG TR INC	20,000	$21K	0.01%
5865	EVHEVOLENT HEALTH INC	2,360	$21K	0.01%
5866	LOOPLOOP INDS INC	2,115	$21K	0.01%
5867	—UBS AG JERSEY BRH	1,437	$21K	0.01%
5868	MTRMESA RTY TR	3,060	$21K	0.01%
5869	—MONOPAR THERAPEUTICS INC	1,290	$21K	0.01%
5870	RDVTRED VIOLET INC	1,159	$21K	0.01%
5871	—BOWL AMER INC	1,381	$21K	0.01%
5872	—DIREXION SHS ETF TR	754	$21K	0.01%
5873	—TRIDENT ACQUISITIONS CORP	1,971	$21K	0.01%
5874	EMDVPROSHARES TR	354	$21K	0.01%
5875	—PROSHARES TR	523	$21K	0.01%
5876	—CF FIN ACQUISITION CORP	1,970	$21K	0.01%
5877	—SILVER SPIKE ACQUISITION COR	2,100	$21K	0.01%
5878	—NEW FRONTIER HEALTH CORP	2,069	$21K	0.01%
5879	—AVEO PHARMACEUTICALS INC	33,288	$21K	0.01%
5880	—AMPIO PHARMACEUTICALS INC	35,357	$21K	0.01%
5881	—HMG COURTLAND PPTYS INC	1,664	$21K	0.01%
5882	—TUSCAN HOLDINGS CORP	2,000	$21K	0.01%
5883	FTXRFIRST TR EXCHANGE TRADED FD	854	$21K	0.01%
5884	IDMOINVESCO EXCHNG TRADED FD TR	724	$20K	0.01%
5885	—NETFIN ACQUISITION CORP	2,000	$20K	0.01%
5886	—JOHN HANCOCK ETF TRUST	697	$20K	0.01%
5887	OROARROW INVTS TR	1,794	$20K	0.01%
5888	BELFABEL FUSE INC	1,205	$20K	0.01%
5889	—AMCI ACQUISITION CORP	1,900	$20K	0.01%
5890	XSVMINVESCO EXCHANGE TRADED FD T	586	$20K	0.01%
5891	—CITIGROUP GLOBAL MKT HLDGS I	648	$20K	0.01%
5892	MTEXMANNATECH INC	1,245	$20K	0.01%
5893	—FIRST TR EXCH TRD ALPHA FD I	629	$20K	0.01%
5894	WBIGABSOLUTE SHS TR	798	$20K	0.01%
5895	BGMS 6 PERPCYCLACEL PHARMACEUTICALS INC	4,067	$20K	0.01%
5896	DRDDRDGOLD LIMITED	3,916	$20K	0.01%
5897	NOMNUVEEN MISSOURI QLT MUN INC	1,409	$20K	0.01%
5898	—FAR PT ACQUISITION CORP	1,905	$20K	0.01%
5899	APTALPHA PRO TECH LTD	5,678	$20K	0.01%
5900	LOANMANHATTAN BRIDGE CAPITAL INC	3,191	$20K	0.01%

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