UBS Group AG Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$349.1M

Holdings

9,338

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (9,338 positions)

#	Stock	Shares	Value	% Portfolio
6101	FGBIFIRST GTY BANCSHARES INC	2,082	$43K	0.01%
6102	TBXPROSHARES TR	1,756	$43K	0.01%
6103	—ADVISORSHARES TR	1,100	$43K	0.01%
6104	ATCXATLAS TECHNICAL CONSULTANTS	5,052	$43K	0.01%
6105	ACRACRES COMMERCIAL REALTY CORP	3,371	$42K	0.01%
6106	—PZENA INVT MGMT INC	4,484	$42K	0.01%
6107	—BROOKLINE CAP ACQUISITION CO	4,149	$42K	0.01%
6108	KALAKALA PHARMACEUTICALS INC	34,721	$42K	0.01%
6109	PL/WSPLANET LABS PBC	21,395	$42K	0.01%
6110	NTSIWISDOMTREE TR	1,049	$42K	0.01%
6111	VRMUSDVROOM INC	3,923	$42K	0.01%
6112	PIFIETF SER SOLUTIONS	424	$42K	0.01%
6113	DDECFIRST TR EXCHNG TRADED FD VI	1,286	$42K	0.01%
6114	MYSZMY SIZE INC	82,313	$42K	0.01%
6115	EWGSUSDISHARES TR	526	$42K	0.01%
6116	USVMVICTORY PORTFOLIOS II	571	$42K	0.01%
6117	BRKDDIREXION SHS ETF TR	1,947	$42K	0.01%
6118	—JACOB FDS INC	2,355	$42K	0.01%
6119	BDECINNOVATOR ETFS TR	1,198	$42K	0.01%
6120	DVOLFIRST TR EXCHANGE-TRADED FD	1,326	$42K	0.01%
6121	FDMOFIDELITY COVINGTON TRUST	782	$42K	0.01%
6122	—RETAIL VALUE INC	6,612	$42K	0.01%
6123	MARBFIRST TR EXCH TRADED FD III	2,138	$42K	0.01%
6124	FBZ*FIRST TR EXCH TRD ALPHDX FD	3,627	$42K	0.01%
6125	XSHQINVESCO EXCH TRADED FD TR II	1,077	$42K	0.01%
6126	YYY*AMPLIFY ETF TR	2,519	$42K	0.01%
6127	—DIGITAL TRANSFORMATN OPT COR	4,307	$42K	0.01%
6128	UITBVICTORY PORTFOLIOS II	787	$42K	0.01%
6129	LOANMANHATTAN BRDG CAP INC	7,701	$42K	0.01%
6130	JEMAJ P MORGAN EXCHANGE-TRADED F	878	$41K	0.01%
6131	RELLRICHARDSON ELECTRS LTD	3,000	$41K	0.01%
6132	PPTAPERPETUA RESOURCES CORP	8,697	$41K	0.01%
6133	—CODIAK BIOSCIENCES INC	3,722	$41K	0.01%
6134	BIBPROSHARES TR	506	$41K	0.01%
6135	AGQPROSHARES TR	3,225	$41K	0.01%
6136	GLINVANECK ETF TRUST	959	$41K	0.01%
6137	METCRAMACO RES INC	2,992	$41K	0.01%
6138	—EXCHANGE LISTED FDS TR	1,437	$41K	0.01%
6139	—FUSION ACQUISITION CORP II	4,154	$41K	0.01%
6140	—EVOLVE TRANSITION INFRASTRU	69,715	$41K	0.01%
6141	—OXUS ACQUISITION CORP	4,123	$41K	0.01%
6142	IMTXIMMATICS N.V	3,057	$41K	0.01%
6143	—HOEGH LNG PARTNERS LP	9,781	$41K	0.01%
6144	CXRNLISTED FD TR	1,499	$41K	0.01%
6145	—KRANESHARES TR	1,387	$41K	0.01%
6146	—COLLABORATIVE INVESTMNT SER	1,345	$41K	0.01%
6147	PNOVINNOVATOR ETFS TR	1,327	$41K	0.01%
6148	ZENVZENVIA INC	5,782	$40K	0.01%
6149	RXSTRXSIGHT INC	3,606	$40K	0.01%
6150	—POP CULTURE GROUP CO LTD	10,939	$40K	0.01%
6151	QQHNORTHERN LTS FD TR III	710	$40K	0.01%
6152	VRCAVERRICA PHARMACEUTICALS INC	4,363	$40K	0.01%
6153	ALSAFALPHA STAR ACQUISITION CORP	3,871	$40K	0.01%
6154	—B RILEY PRINCIPAL 150 MERGER	3,996	$40K	0.01%
6155	OVLLISTED FD TR	988	$40K	0.01%
6156	CFFIC & F FINL CORP	780	$40K	0.01%
6157	BANXSTONECASTLE FINL CORP	1,811	$40K	0.01%
6158	ENTRTECH AND ENERGY TRANSITION	4,106	$40K	0.01%
6159	DIBS1STDIBS COM INC	3,212	$40K	0.01%
6160	—ROTH CH ACQUISITION III CO	4,065	$40K	0.01%
6161	—SYNCHRONOSS TECHNOLOGIES INC	16,465	$40K	0.01%
6162	RDVTRED VIOLET INC	1,000	$40K	0.01%
6163	—ACELRX PHARMACEUTICALS INC	71,752	$40K	0.01%
6164	SEFUSDPROSHARES TR	3,460	$40K	0.01%
6165	—EXCHANGE LISTED FDS TR	1,599	$40K	0.01%
6166	UJUNINNOVATOR ETFS TR	1,377	$40K	0.01%
6167	DRVDIREXION SHS ETF TR	1,265	$40K	0.01%
6168	REVSCOLUMBIA ETF TR I	1,877	$40K	0.01%
6169	AKYAAKOYA BIOSCIENCES INC	2,609	$40K	0.01%
6170	SCXSTARRETT L S CO	4,262	$40K	0.01%
6171	—BARCLAYS BANK PLC	645	$40K	0.01%
6172	SFYFTIDAL ETF TR	1,056	$40K	0.01%
6173	DGREWISDOMTREE TR	1,409	$40K	0.01%
6174	DRRXEURDURECT CORP	40,247	$40K	0.01%
6175	AIPARTERIS INC	1,899	$40K	0.01%
6176	CMPSCOMPASS PATHWAYS PLC	1,826	$40K	0.01%
6177	FCALFIRST TR EXCH TRADED FD III	729	$40K	0.01%
6178	—KAIROUS ACQUISITION CORP LTD	3,831	$39K	0.01%
6179	MIRMMIRUM PHARMACEUTICALS INC	2,481	$39K	0.01%
6180	MCOWPACER FDS TR	1,887	$39K	0.01%
6181	XRSFXRIVERNORTH SPECIALTY FIN COR	2,043	$39K	0.01%
6182	ADTNEURADTRAN INC	1,712	$39K	0.01%
6183	TAROTARO PHARMACEUTICAL INDS LTD	775	$39K	0.01%
6184	BSMRINVESCO EXCH TRD SLF IDX FD	1,531	$39K	0.01%
6185	KAPRINNOVATOR ETFS TR	1,433	$39K	0.01%
6186	—BARCLAYS BANK PLC	2,308	$39K	0.01%
6187	4NX1LUMOS PHARMA INC	5,594	$39K	0.01%
6188	ARDXARDELYX INC	35,384	$39K	0.01%
6189	ABOTTRIMTABS ETF TR	1,319	$39K	0.01%
6190	—LUX HEALTH TECH ACQUISITION	4,053	$39K	0.01%
6191	GCCWISDOMTREE TR	1,867	$39K	0.01%
6192	IMTBISHARES TR	782	$39K	0.01%
6193	MCRB1EURSERES THERAPEUTICS INC	4,659	$39K	0.01%
6194	LILMLILIUM N V	5,579	$39K	0.01%
6195	SWN1EURSOUTHWESTERN ENERGY CO	8,282	$39K	0.01%
6196	TDVGT ROWE PRICE ETF INC	1,112	$39K	0.01%
6197	—VIRPAX PHARMACEUTICALS INC	11,385	$39K	0.01%
6198	—BEST INC	46,308	$39K	0.01%
6199	DDTOINNOVATOR ETFS TR	1,343	$39K	0.01%
6200	UAEISHARES TR	2,425	$39K	0.01%

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