BOOTHBAY FUND MANAGEMENT, LLC Q4 2019 Filing
Filed February 14, 2020
Portfolio Value
$1.1T
Holdings
828
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (828 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 501 | ECOLUS ECOLOGY INC | 8,353 | $484.0M | 0.04% | |
| 502 | AQSTAQUESTIVE THERAPEUTICS INC | 83,009 | $483.0M | 0.04% | |
| 503 | AERIEURAERIE PHARMACEUTICALS INC | 20,000 | $483.0M | 0.04% | |
| 504 | CVMCEL SCI CORP | 525 | $480.0M | 0.04% | Put |
| 505 | —EXTERRAN CORP | 61,235 | $479.0M | 0.04% | |
| 506 | SRESEMPRA ENERGY | 3,148 | $477.0M | 0.04% | |
| 507 | GLNGGOLAR LNG LTD BERMUDA | 33,463 | $476.0M | 0.04% | |
| 508 | CATCATERPILLAR INC DEL | 32 | $473.0M | 0.04% | Call |
| 509 | —FINTECH ACQUISITION CORP III | 46,511 | $471.0M | 0.04% | |
| 510 | PBYIPUMA BIOTECHNOLOGY INC | 53,289 | $466.0M | 0.04% | |
| 511 | AXSMAXSOME THERAPEUTICS INC | 45 | $465.0M | 0.04% | Put |
| 512 | FIXCOMFORT SYS USA INC | 9,249 | $461.0M | 0.04% | |
| 513 | ZBRAZEBRA TECHNOLOGIES CORP | 1,779 | $454.0M | 0.04% | |
| 514 | ESTAESTABLISHMENT LABS HLDGS INC | 16,402 | $454.0M | 0.04% | |
| 515 | CCXIEURCHEMOCENTRYX INC | 11,294 | $447.0M | 0.04% | |
| 516 | —FORTERRA INC | 38,294 | $443.0M | 0.04% | |
| 517 | RHIROBERT HALF INTL INC | 70 | $442.0M | 0.04% | Put |
| 518 | LN5LANNET INC | 50,000 | $441.0M | 0.04% | |
| 519 | ANABANAPTYSBIO INC | 269 | $437.0M | 0.04% | Put |
| 520 | PSNLPERSONALIS INC | 40,000 | $436.0M | 0.04% | |
| 521 | WATWATERS CORP | 1,858 | $434.0M | 0.04% | |
| 522 | —AQUA AMERICA INC | 9,248 | $434.0M | 0.04% | |
| 523 | ESEESCO TECHNOLOGIES INC | 4,692 | $434.0M | 0.04% | |
| 524 | UGIUGI CORP NEW | 9,616 | $434.0M | 0.04% | |
| 525 | MTORMERITOR INC | 16,509 | $432.0M | 0.04% | |
| 526 | BSFAANI PHARMACEUTICALS INC | 7,000 | $432.0M | 0.04% | |
| 527 | XXCHNXXCHINA FD INC | 20,265 | $427.0M | 0.04% | |
| 528 | AKAMAKAMAI TECHNOLOGIES INC | 4,938 | $427.0M | 0.04% | |
| 529 | ENOVCOLFAX CORP | 11,679 | $425.0M | 0.04% | |
| 530 | SPLKCHFSPLUNK INC | 2,821 | $423.0M | 0.04% | |
| 531 | —HILL INTERNATIONAL INC | 133,322 | $421.0M | 0.04% | |
| 532 | WHLR 9 PERP BWHEELER REAL ESTATE INVT TR | 38,265 | $421.0M | 0.04% | |
| 533 | AEBAALLETE INC | 5,097 | $414.0M | 0.04% | |
| 534 | —HEALTHCARE MERGER CORP | 40,000 | $414.0M | 0.04% | |
| 535 | CVETUSDCOVETRUS INC | 31,212 | $412.0M | 0.04% | |
| 536 | MDUMDU RES GROUP INC | 13,883 | $412.0M | 0.04% | |
| 537 | PYPLPAYPAL HLDGS INC | 3,778 | $409.0M | 0.04% | |
| 538 | SHOSUNSTONE HOTEL INVS INC NEW | 29,143 | $406.0M | 0.04% | |
| 539 | PPLPPL CORP | 11,293 | $405.0M | 0.04% | |
| 540 | NODKNI HLDGS INC | 23,372 | $402.0M | 0.03% | |
| 541 | HBBHAMILTON BEACH BRANDS HLDG C | 21,031 | $402.0M | 0.03% | |
| 542 | WVEWAVE LIFE SCIENCES LTD | 498 | $399.0M | 0.03% | Put |
| 543 | MEDMEDIFAST INC | 3,640 | $399.0M | 0.03% | |
| 544 | SHOPSHOPIFY INC | 10 | $398.0M | 0.03% | Put |
| 545 | CXOEURCONCHO RES INC | 4,524 | $396.0M | 0.03% | |
| 546 | AGIOAGIOS PHARMACEUTICALS INC | 83 | $396.0M | 0.03% | Call |
| 547 | —GAMESTOP CORP NEW | 650 | $395.0M | 0.03% | Call |
| 548 | SELBUSDSELECTA BIOSCIENCES INC | 165,825 | $395.0M | 0.03% | |
| 549 | LENLENNAR CORP | 7,060 | $394.0M | 0.03% | |
| 550 | BRK/BBERKSHIRE HATHAWAY INC DEL | 1,728 | $391.0M | 0.03% | |
| 551 | CIR2USDCIRCOR INTL INC | 8,452 | $391.0M | 0.03% | |
| 552 | LASRNLIGHT INC | 19,301 | $391.0M | 0.03% | |
| 553 | AYXEURALTERYX INC | 3,900 | $390.0M | 0.03% | |
| 554 | —FRANCESCAS HLDGS CORP | 37,495 | $389.0M | 0.03% | |
| 555 | TWNKEURHOSTESS BRANDS INC | 26,697 | $388.0M | 0.03% | |
| 556 | BMY-RBRISTOL MYERS SQUIBB CO | 128,307 | $386.0M | 0.03% | |
| 557 | UPWKUPWORK INC | 36,000 | $384.0M | 0.03% | |
| 558 | BTAIEURBIOXCEL THERAPEUTICS INC | 26,255 | $384.0M | 0.03% | |
| 559 | CRONCRONOS GROUP INC | 50,000 | $384.0M | 0.03% | |
| 560 | FCXFREEPORT-MCMORAN INC | 29,222 | $383.0M | 0.03% | |
| 561 | IWPISHARES TR | 2,505 | $382.0M | 0.03% | |
| 562 | BKHBLACK HILLS CORP | 4,850 | $381.0M | 0.03% | |
| 563 | ROPROPER TECHNOLOGIES INC | 1,070 | $379.0M | 0.03% | |
| 564 | LOGILOGITECH INTL S A | 8,039 | $379.0M | 0.03% | |
| 565 | —FAR PT ACQUISITION CORP | 36,652 | $379.0M | 0.03% | |
| 566 | RLIRLI CORP | 4,174 | $376.0M | 0.03% | |
| 567 | —ADURO BIOTECH INC | 318,734 | $376.0M | 0.03% | |
| 568 | ACNACCENTURE PLC IRELAND | 1,776 | $374.0M | 0.03% | |
| 569 | HCAHCA HEALTHCARE INC | 2,502 | $370.0M | 0.03% | |
| 570 | UTIUNIVERSAL TECHNICAL INST INC | 47,597 | $367.0M | 0.03% | |
| 571 | GNWGENWORTH FINL INC | 83,490 | $367.0M | 0.03% | |
| 572 | PRKSSEAWORLD ENTMT INC | 11,552 | $366.0M | 0.03% | |
| 573 | —BIG ROCK PARTNERS ACQUISI CO | 34,163 | $362.0M | 0.03% | |
| 574 | TPICQTPI COMPOSITES INC | 19,408 | $359.0M | 0.03% | |
| 575 | SCHWTHE CHARLES SCHWAB CORPORATI | 7,519 | $358.0M | 0.03% | |
| 576 | PRQRPROQR THRAPEUTICS N V | 36,051 | $357.0M | 0.03% | |
| 577 | RAREULTRAGENYX PHARMACEUTICAL IN | 8,289 | $354.0M | 0.03% | |
| 578 | OCULOCULAR THERAPEUTIX INC | 89,077 | $352.0M | 0.03% | |
| 579 | EFXEQUIFAX INC | 2,483 | $348.0M | 0.03% | |
| 580 | —COVETRUS INC | 260 | $343.0M | 0.03% | Put |
| 581 | HIOWESTERN ASSET HIGH INCM OPP | 67,500 | $342.0M | 0.03% | |
| 582 | FUNCFIRST UTD CORP | 14,148 | $341.0M | 0.03% | |
| 583 | ISRGINTUITIVE SURGICAL INC | 574 | $339.0M | 0.03% | |
| 584 | XMMOINVESCO EXCHANGE TRADED FD T | 5,532 | $338.0M | 0.03% | |
| 585 | —SECOO HLDG LTD | 57,079 | $336.0M | 0.03% | |
| 586 | —ADVAXIS INC | 391,248 | $336.0M | 0.03% | |
| 587 | PYPLPAYPAL HLDGS INC | 31 | $335.0M | 0.03% | Call |
| 588 | ABXBARRICK GOLD CORPORATION | 18,046 | $335.0M | 0.03% | |
| 589 | AXNX*AXONICS MODULATION TECH INC | 12,046 | $334.0M | 0.03% | |
| 590 | ZM3ZUMIEZ INC | 9,621 | $332.0M | 0.03% | |
| 591 | —GX ACQUISITION CORP | 33,334 | $332.0M | 0.03% | |
| 592 | PG4PRINCIPAL FINL GROUP INC | 6,020 | $331.0M | 0.03% | |
| 593 | —DUCOMMUN INC DEL | 65 | $328.0M | 0.03% | Put |
| 594 | IIININSTEEL INDUSTRIES INC | 15,189 | $326.0M | 0.03% | |
| 595 | —111 INC | 48,294 | $325.0M | 0.03% | |
| 596 | FOXAFOX CORP | 8,700 | $323.0M | 0.03% | |
| 597 | LIILENNOX INTL INC | 1,307 | $319.0M | 0.03% | |
| 598 | XOMEXXON MOBIL CORP | 4,511 | $315.0M | 0.03% | |
| 599 | OVIDOVID THERAPEUTICS INC | 75,738 | $314.0M | 0.03% | |
| 600 | P5YBRF SA | 35,500 | $309.0M | 0.03% |