Nantahala Capital Management, LLC Q1 2021 Filing
Filed May 14, 2021
Portfolio Value
$3.4T
Holdings
108
Report Date
Q1 2021
Filing Type
13F-HR
All Holdings (108 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 3,073,745 | $679.1B | 19.85% | Put |
| 2 | WWAYFAIR INC | 1,304,000 | $410.4B | 12.00% | Call |
| 3 | NDQINVESCO QQQ TR | 600,000 | $191.5B | 5.60% | Put |
| 4 | LNWOSCIENTIFIC GAMES CORP | 3,404,387 | $131.1B | 3.83% | Call |
| 5 | ESTAESTABLISHMENT LABS HLDGS INC | 2,059,654 | $128.8B | 3.76% | |
| 6 | QUREUNIQURE NV | 3,172,891 | $106.9B | 3.12% | Call |
| 7 | CDXSCODEXIS INC | 4,245,534 | $97.2B | 2.84% | Call |
| 8 | TLTISHARES TR | 600,000 | $81.3B | 2.38% | Put |
| 9 | —VONAGE HLDGS CORP | 5,887,611 | $69.6B | 2.03% | Call |
| 10 | —QAD INC | 959,666 | $63.9B | 1.87% | |
| 11 | CVNACARVANA CO | 203,700 | $53.5B | 1.56% | Call |
| 12 | TNLTRAVEL PLUS LEISURE CO | 836,626 | $51.2B | 1.50% | |
| 13 | LXFRLUXFER HOLDINGS PLC | 2,200,347 | $46.8B | 1.37% | |
| 14 | THCTENET HEALTHCARE CORP | 892,308 | $46.4B | 1.36% | Call |
| 15 | —APTOSE BIOSCIENCES INC | 7,738,892 | $46.2B | 1.35% | |
| 16 | CUCAAVIS BUDGET GROUP | 623,600 | $45.2B | 1.32% | |
| 17 | SNDXSYNDAX PHARMACEUTICALS INC | 2,002,410 | $44.8B | 1.31% | |
| 18 | CASHMETA FINL GROUP INC | 987,784 | $44.8B | 1.31% | |
| 19 | —SHIFT TECHNOLOGIES INC | 5,406,840 | $44.7B | 1.31% | Call |
| 20 | ARKGARK ETF TR | 500,000 | $44.4B | 1.30% | Call |
| 21 | SPRYSILVERBACK THERAPEUTICS INC | 992,242 | $42.7B | 1.25% | |
| 22 | DXPEDXP ENTERPRISES INC | 1,263,480 | $38.1B | 1.11% | |
| 23 | TAUSDTRAVELCENTERS OF AMERICA INC | 1,291,003 | $35.0B | 1.02% | |
| 24 | CUECUE BIOPHARMA INC | 2,703,983 | $33.0B | 0.96% | |
| 25 | —FORTRESS BIOTECH INC | 8,602,693 | $30.4B | 0.89% | |
| 26 | IMAIMAX CORP | 1,452,523 | $29.2B | 0.85% | |
| 27 | KROSKEROS THERAPEUTICS INC | 460,372 | $28.3B | 0.83% | |
| 28 | IMTXIMMATICS N.V | 2,441,765 | $27.4B | 0.80% | |
| 29 | RMRRMR GROUP INC | 649,096 | $26.5B | 0.77% | |
| 30 | EXASEXACT SCIENCES CORP | 200,000 | $26.4B | 0.77% | Put |
| 31 | ALTGALTA EQUIPMENT GROUP INC | 2,026,045 | $26.3B | 0.77% | |
| 32 | —METROMILE INC | 2,432,490 | $25.0B | 0.73% | |
| 33 | —CERECOR INC | 7,650,928 | $23.1B | 0.68% | |
| 34 | GDENGOLDEN ENTMT INC | 908,323 | $22.9B | 0.67% | |
| 35 | IMXIINTERNATIONAL MNY EXPRESS IN | 1,508,518 | $22.6B | 0.66% | |
| 36 | —AKUMIN INC | 5,774,470 | $21.4B | 0.62% | |
| 37 | EHTHEHEALTH INC | 280,562 | $20.4B | 0.60% | |
| 38 | VMDVIEMED HEALTHCARE INC | 1,930,590 | $19.5B | 0.57% | |
| 39 | —CURIS INC | 1,662,711 | $18.8B | 0.55% | |
| 40 | TDOCTELADOC HEALTH INC | 100,000 | $18.2B | 0.53% | Put |
| 41 | AKBAAKEBIA THERAPEUTICS INC | 5,150,819 | $17.4B | 0.51% | |
| 42 | WVEWAVE LIFE SCIENCES LTD | 2,882,786 | $16.2B | 0.47% | |
| 43 | DHXDHI GROUP INC | 4,810,513 | $16.1B | 0.47% | |
| 44 | —FTAC OLYMPUS ACQUISITION COR | 1,508,889 | $15.9B | 0.47% | |
| 45 | PAYAUSDPAYA HOLDINGS INC | 1,394,116 | $15.3B | 0.45% | |
| 46 | DRIOEURDARIOHEALTH CORP | 750,194 | $14.4B | 0.42% | |
| 47 | —FINTECH ACQUISITION CORP IV | 1,200,000 | $13.8B | 0.40% | |
| 48 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 1,712,088 | $13.6B | 0.40% | |
| 49 | GYRECATALYST BIOSCIENCES INC | 2,561,334 | $12.9B | 0.38% | |
| 50 | —APOLLO ENDOSURGERY INC | 2,279,970 | $12.6B | 0.37% | |
| 51 | ZVOIZOVIO INC | 3,091,286 | $12.6B | 0.37% | |
| 52 | IPOAGBPVIRGIN GALACTIC HOLDINGS INC | 400,000 | $12.3B | 0.36% | Call |
| 53 | HOOKGBPHOOKIPA PHARMA INC | 900,000 | $12.1B | 0.35% | |
| 54 | —FALCON MINERALS CORP | 2,688,653 | $12.1B | 0.35% | |
| 55 | —FINTECH ACQUISITION CORP V | 1,000,000 | $11.9B | 0.35% | |
| 56 | RDIREADING INTL INC | 2,118,875 | $11.8B | 0.34% | |
| 57 | —INSU ACQUISITION CORP III | 1,000,000 | $10.1B | 0.30% | |
| 58 | —FTAC ATHENA ACQUISITION CORP | 1,000,000 | $10.0B | 0.29% | |
| 59 | —FTAC HERA ACQUISITION CORP | 1,000,000 | $10.0B | 0.29% | |
| 60 | —FTAC PARNASSUS ACQUISITN COR | 1,000,000 | $9.9B | 0.29% | |
| 61 | —SOLENO THERAPEUTICS INC | 7,816,729 | $9.8B | 0.29% | |
| 62 | —ARYA SCIENCES ACQUISITION CO | 706,770 | $9.7B | 0.28% | |
| 63 | LINCLINCOLN EDL SVCS CORP | 1,494,298 | $9.6B | 0.28% | |
| 64 | —HARPOON THERAPEUTICS INC | 452,813 | $9.5B | 0.28% | |
| 65 | —ZOGENIX INC | 473,055 | $9.2B | 0.27% | |
| 66 | —IKENA ONCOLOGY INC | 325,000 | $9.2B | 0.27% | |
| 67 | ACADACADIA PHARMACEUTICALS INC | 300,000 | $7.7B | 0.23% | Call |
| 68 | SSKNSTRATA SKIN SCIENCES INC | 4,583,908 | $7.7B | 0.22% | |
| 69 | PAR 2.875 04/15/26PAR TECHNOLOGY CORP | 6,000,000 | $7.5B | 0.22% | |
| 70 | HCAHCA HEALTHCARE INC | 35,600 | $6.7B | 0.20% | |
| 71 | XGNEXAGEN INC | 374,315 | $6.6B | 0.19% | |
| 72 | SRLSCULLY ROYALTY LTD | 743,953 | $6.5B | 0.19% | |
| 73 | —LAVA THERAPEUTICS NV | 381,227 | $5.8B | 0.17% | |
| 74 | RILYB. RILEY FINANCIAL INC | 101,532 | $5.7B | 0.17% | |
| 75 | —DOVER MOTORSPORTS INC | 2,597,086 | $5.3B | 0.16% | |
| 76 | TFFPEURTFF PHARMACEUTICALS INC | 382,553 | $5.2B | 0.15% | |
| 77 | TORCEURADICET BIO INC | 395,875 | $5.2B | 0.15% | |
| 78 | RGSUSDREGIS CORP MINN | 400,000 | $5.0B | 0.15% | Put |
| 79 | —ARYA SCIENCES ACQU CORP IV | 400,000 | $4.2B | 0.12% | |
| 80 | GLMDGALMED PHARMACEUTICALS LTD | 1,213,540 | $4.2B | 0.12% | |
| 81 | —IMAC HLDGS INC | 2,500,000 | $4.1B | 0.12% | |
| 82 | —ROTH CH ACQUISITION III CO | 400,000 | $4.0B | 0.12% | |
| 83 | MACKEURMERRIMACK PHARMACEUTICALS IN | 608,974 | $3.8B | 0.11% | |
| 84 | —B RILEY PRINCIPAL 150 MERGER | 375,000 | $3.8B | 0.11% | |
| 85 | —METROMILE INC | 524,964 | $3.4B | 0.10% | |
| 86 | —ARMSTRONG FLOORING INC | 609,349 | $3.0B | 0.09% | |
| 87 | —ACER THERAPEUTICS INC | 934,755 | $2.9B | 0.08% | |
| 88 | —HEALTHCOR CATALIO ACQU CORP | 290,596 | $2.9B | 0.08% | |
| 89 | TBBKBANCORP INC DEL | 139,629 | $2.9B | 0.08% | |
| 90 | —TELIGENT INC NEW | 4,155,045 | $2.6B | 0.08% | |
| 91 | —ANGION BIOMEDICA CORP | 125,000 | $2.3B | 0.07% | |
| 92 | —FTAC OLYMPUS ACQUISITION COR | 333,327 | $2.0B | 0.06% | |
| 93 | —HTG MOLECULAR DIAGNOSTICS IN | 363,622 | $2.0B | 0.06% | |
| 94 | —BCTG ACQUISITION CORP | 175,915 | $2.0B | 0.06% | |
| 95 | CELCCELCUITY INC | 133,367 | $1.9B | 0.06% | |
| 96 | —5 01 ACQUISITION CORP | 186,650 | $1.9B | 0.05% | |
| 97 | BOLT1EURBOLT BIOTHERAPEUTICS INC | 50,000 | $1.6B | 0.05% | |
| 98 | —ALTA EQUIPMENT GROUP INC | 179,300 | $1.6B | 0.05% | |
| 99 | IMTXIMMATICS N.V | 226,471 | $1.6B | 0.05% | |
| 100 | —KINTARA THERAPEUTICS INC | 902,677 | $1.6B | 0.05% |
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