Sigma Planning Corp Q3 2019 Filing

Filed November 1, 2019

Portfolio Value

$2.1T

Holdings

988

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (988 positions)

#StockSharesValue% PortfolioType
201
XLISELECT SECTOR SPDR TR
28,980$2.3B0.11%
202
GDXVANECK VECTORS ETF TR
83,708$2.2B0.11%
203
WFCWELLS FARGO CO NEW
43,814$2.2B0.11%
204
IWOISHARES TR
11,313$2.2B0.10%
205
IYY*ISHARES TR
14,550$2.1B0.10%
206
ROKUROKU INC
21,059$2.1B0.10%
207
SLQDISHARES TR
41,577$2.1B0.10%
208
FXLFIRST TR EXCHANGE TRADED FD
32,391$2.1B0.10%
209
FXUFIRST TR EXCHANGE TRADED FD
71,126$2.1B0.10%
210
ARCCARES CAP CORP
112,672$2.1B0.10%
211
RSGREPUBLIC SVCS INC
24,249$2.1B0.10%
212
DALDELTA AIR LINES INC DEL
36,406$2.1B0.10%
213
FYCFIRST TR EXCNGE TRD ALPHADEX
47,429$2.1B0.10%
214
FTSMFIRST TR EXCHANGE TRADED FD
34,601$2.1B0.10%
215
RPGINVESCO EXCHANGE TRADED FD T
17,546$2.1B0.10%
216
PMBSPIMCO ETF TR
18,882$2.1B0.10%
217
TRVTRAVELERS COMPANIES INC
13,914$2.1B0.10%
218
RTN1USDRAYTHEON CO
10,486$2.1B0.10%
219
UTXZUNITED TECHNOLOGIES CORP
14,999$2.0B0.10%
220
GOFGUGGENHEIM STRATEGIC OPP FD
105,824$2.0B0.10%
221
LOWLOWES COS INC
18,316$2.0B0.10%
222
HFROHIGHLAND INCOME FUND
149,489$2.0B0.10%
223
SRVRPACER FDS TR
61,903$2.0B0.10%
224
XLESELECT SECTOR SPDR TR
33,601$2.0B0.10%
225
SECTNORTHERN LTS FD TR IV
68,377$2.0B0.10%
226
PSXPHILLIPS 66
19,408$2.0B0.10%
227
BDXBECTON DICKINSON & CO
7,828$2.0B0.10%
228
VHTVANGUARD WORLD FDS
11,804$2.0B0.09%
229
4I1PHILIP MORRIS INTL INC
26,022$2.0B0.09%
230
ETNEATON CORP PLC
23,759$2.0B0.09%
231
SDYSPDR SERIES TRUST
19,251$2.0B0.09%
232
QCOMQUALCOMM INC
25,800$2.0B0.09%
233
USBUS BANCORP DEL
35,481$2.0B0.09%
234
PDIPIMCO DYNAMIC INCOME FD
59,405$1.9B0.09%
235
DGDOLLAR GEN CORP NEW
12,009$1.9B0.09%
236
SPHDINVESCO EXCHNG TRADED FD TR
44,783$1.9B0.09%
237
BMYBRISTOL MYERS SQUIBB CO
37,583$1.9B0.09%
238
EFAISHARES TR
29,141$1.9B0.09%
239
BOCTINNOVATOR ETFS TR
76,091$1.9B0.09%
240
JPSTJP MORGAN EXCHANGE TRADED FD
37,473$1.9B0.09%
241
MDTMEDTRONIC PLC
16,998$1.8B0.09%
242
QQEWFIRST TR NAS100 EQ WEIGHTED
27,426$1.8B0.09%
243
AMTAMERICAN TOWER CORP NEW
8,147$1.8B0.09%
244
PGXINVESCO EXCHNG TRADED FD TR
119,764$1.8B0.09%
245
IYWISHARES TR
8,810$1.8B0.09%
246
VCSHVANGUARD SCOTTSDALE FDS
22,160$1.8B0.09%
247
LUVSOUTHWEST AIRLS CO
33,206$1.8B0.09%
248
FDMOFIDELITY COVINGTON TR
50,639$1.8B0.09%
249
FMATFIDELITY COVINGTON TR
54,736$1.8B0.08%
250
ACNACCENTURE PLC IRELAND
9,165$1.8B0.08%
251
DDDUPONT DE NEMOURS INC
24,396$1.7B0.08%
252
IGOVISHARES TR
34,036$1.7B0.08%
253
ISRGINTUITIVE SURGICAL INC
3,178$1.7B0.08%
254
MDYSPDR S&P MIDCAP 400 ETF TR
4,853$1.7B0.08%
255
MAINMAIN STREET CAPITAL CORP
39,410$1.7B0.08%
256
PSLINVESCO EXCHANGE TRADED FD T
23,425$1.7B0.08%
257
PUIINVESCO EXCHANGE TRADED FD T
47,766$1.7B0.08%
258
IWRISHARES TR
29,699$1.7B0.08%
259
ALSALLSTATE CORP
15,232$1.7B0.08%
260
IRMIRON MTN INC NEW
51,099$1.7B0.08%
261
PRUPRUDENTIAL FINL INC
18,359$1.7B0.08%
262
PTFINVESCO EXCHANGE TRADED FD T
24,044$1.6B0.08%
263
XBISPDR SERIES TRUST
21,526$1.6B0.08%
264
DEDEERE & CO
9,702$1.6B0.08%
265
FBNDFIDELITY
31,435$1.6B0.08%
266
LLYLILLY ELI & CO
14,518$1.6B0.08%
267
HYDVANECK VECTORS ETF TR
24,995$1.6B0.08%
268
STZCONSTELLATION BRANDS INC
7,699$1.6B0.08%
269
SRPTSAREPTA THERAPEUTICS INC
21,167$1.6B0.08%
270
IWSISHARES TR
17,615$1.6B0.08%
271
IYFISHARES TR
12,271$1.6B0.08%
272
FAIFIRST TR EXCHANGE TRADED FD
53,104$1.6B0.08%
273
ENBENBRIDGE INC
44,743$1.6B0.08%
274
UNPUNION PACIFIC CORP
9,522$1.5B0.07%
275
FNCLFIDELITY COVINGTON TR
37,847$1.5B0.07%
276
FTSLFIRST TR EXCHANGE TRADED FD
32,324$1.5B0.07%
277
KMIKINDER MORGAN INC DEL
73,995$1.5B0.07%
278
IYCISHARES TR
6,958$1.5B0.07%
279
AXPAMERICAN EXPRESS CO
12,737$1.5B0.07%
280
XTISHARES TR
38,972$1.5B0.07%
281
FIDUFIDELITY COVINGTON TR
37,789$1.5B0.07%
282
CMICUMMINS INC
9,156$1.5B0.07%
283
AMLPUSDALPS ETF TR
161,378$1.5B0.07%
284
XELXCEL ENERGY INC
22,584$1.5B0.07%
285
SHWSHERWIN WILLIAMS CO
2,664$1.5B0.07%
286
VENVENTAS INC
20,052$1.5B0.07%
287
IWMISHARES TR
9,652$1.5B0.07%
288
QQQINVESCO EXCH TRD SLF IDX FD
68,468$1.5B0.07%
289
EMREMERSON ELEC CO
21,726$1.5B0.07%
290
DOWDOW INC
30,414$1.4B0.07%
291
BSCMUSDINVESCO EXCH TRD SLF IDX FD
66,464$1.4B0.07%
292
OKEONEOK INC NEW
19,329$1.4B0.07%
293
PNCPNC FINL SVCS GROUP INC
10,128$1.4B0.07%
294
HRLHORMEL FOODS CORP
32,458$1.4B0.07%
295
QDFFLEXSHARES TR
30,992$1.4B0.07%
296
GEGENERAL ELECTRIC CO
157,357$1.4B0.07%Call
297
IDV*ISHARES TR
45,751$1.4B0.07%
298
BXMTBLACKSTONE MTG TR INC
38,624$1.4B0.07%
299
GSKGLAXOSMITHKLINE PLC
32,295$1.4B0.07%
300
BSCKINVESCO EXCH TRD SLF IDX FD
64,239$1.4B0.07%
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