Simplify Asset Management Inc. Q3 2023 Filing
Filed November 14, 2023
Portfolio Value
$874.7T
Holdings
118
Report Date
Q3 2023
Filing Type
13F-HR
All Holdings (118 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IVVISHARES TR | 648,295 | $278.4M | 0.00% | |
| 2 | SPYSPDR S&P 500 ETF TR | 264,300 | $113.0M | 0.00% | Put |
| 3 | EFAISHARES TR | 1,189,400 | $82.0M | 0.00% | Put |
| 4 | AGGHSIMPLIFY EXCHANGE TRADED FUN | 2,736,854 | $58.4M | 0.00% | |
| 5 | LQDISHARES TR | 380,571 | $38.8M | 0.00% | |
| 6 | IWMISHARES TR | 132,100 | $23.3M | 0.00% | Put |
| 7 | PAGPPLAINS GP HLDGS L P | 1,372,360 | $22.1M | 0.00% | |
| 8 | AQLTISHARES TR | 238,338 | $15.3M | 0.00% | |
| 9 | EEMISHARES TR | 387,400 | $14.7M | 0.00% | Put |
| 10 | NVDANVIDIA CORPORATION | 31,680 | $13.8M | 0.00% | Put |
| 11 | TSLATESLA INC | 40,298 | $10.1M | 0.00% | Call |
| 12 | TUASIMPLIFY EXCHANGE TRADED FUN | 455,179 | $9.9M | 0.00% | |
| 13 | TLTISHARES TR | 99,800 | $8.8M | 0.00% | Call |
| 14 | MBBISHARES TR | 77,347 | $6.9M | 0.00% | |
| 15 | AGGISHARES TR | 68,900 | $6.5M | 0.00% | |
| 16 | HYGISHARES TR | 81,923 | $6.0M | 0.00% | Call |
| 17 | APLTAPPLIED THERAPEUTICS INC | 2,417,505 | $6.0M | 0.00% | |
| 18 | CDXSIMPLIFY EXCHANGE TRADED FUN | 273,410 | $5.9M | 0.00% | |
| 19 | CTASIMPLIFY EXCHANGE TRADED FUN | 186,574 | $5.1M | 0.00% | |
| 20 | VMBSVANGUARD SCOTTSDALE FDS | 111,100 | $4.8M | 0.00% | |
| 21 | LTPZPIMCO ETF TR | 82,000 | $4.3M | 0.00% | |
| 22 | PFIXSIMPLIFY EXCHANGE TRADED FUN | 42,250 | $4.0M | 0.00% | |
| 23 | IEMGISHARES INC | 81,259 | $3.9M | 0.00% | |
| 24 | FFC0OAKTREE SPECIALTY LENDING CO | 187,655 | $3.8M | 0.00% | |
| 25 | TSATTELESAT CORP | 260,781 | $3.7M | 0.00% | |
| 26 | AMGNAMGEN INC | 13,539 | $3.6M | 0.00% | |
| 27 | REGNREGENERON PHARMACEUTICALS | 4,302 | $3.5M | 0.00% | |
| 28 | CRNXCRINETICS PHARMACEUTICALS IN | 115,000 | $3.4M | 0.00% | |
| 29 | BSXBOSTON SCIENTIFIC CORP | 61,116 | $3.2M | 0.00% | |
| 30 | SNYSANOFI | 59,358 | $3.2M | 0.00% | |
| 31 | AKROAKERO THERAPEUTICS INC | 59,777 | $3.0M | 0.00% | |
| 32 | —ATHIRA PHARMA INC | 1,492,792 | $3.0M | 0.00% | |
| 33 | TCRXTSCAN THERAPEUTICS INC | 1,046,916 | $2.7M | 0.00% | |
| 34 | LLYELI LILLY & CO | 4,915 | $2.6M | 0.00% | |
| 35 | CITHE CIGNA GROUP | 9,107 | $2.6M | 0.00% | |
| 36 | VRTXVERTEX PHARMACEUTICALS INC | 7,425 | $2.6M | 0.00% | |
| 37 | REPLREPLIMUNE GROUP INC | 150,000 | $2.6M | 0.00% | |
| 38 | ABBVABBVIE INC | 17,122 | $2.6M | 0.00% | |
| 39 | FULCFULCRUM THERAPEUTICS INC | 570,519 | $2.5M | 0.00% | |
| 40 | JNJJOHNSON & JOHNSON | 16,165 | $2.5M | 0.00% | |
| 41 | SG7SAGE THERAPEUTICS INC | 120,030 | $2.5M | 0.00% | |
| 42 | PHATPHATHOM PHARMACEUTICALS INC | 237,935 | $2.5M | 0.00% | |
| 43 | UNHUNITEDHEALTH GROUP INC | 4,785 | $2.4M | 0.00% | |
| 44 | MDTMEDTRONIC PLC | 29,466 | $2.3M | 0.00% | |
| 45 | HARDSIMPLIFY EXCHANGE TRADED FUN | 88,056 | $2.2M | 0.00% | |
| 46 | MIRMMIRUM PHARMACEUTICALS INC | 70,000 | $2.2M | 0.00% | |
| 47 | ISRGINTUITIVE SURGICAL INC | 7,421 | $2.2M | 0.00% | |
| 48 | DAWNDAY ONE BIOPHARMACEUTICALS I | 175,018 | $2.1M | 0.00% | |
| 49 | IBDPISHARES TR | 85,442 | $2.1M | 0.00% | |
| 50 | IAUISHARES TR | 83,187 | $2.1M | 0.00% | |
| 51 | ICSHISHARES TR | 41,833 | $2.1M | 0.00% | |
| 52 | SPSBSPDR SER TR | 71,380 | $2.1M | 0.00% | |
| 53 | SLQDISHARES TR | 43,571 | $2.1M | 0.00% | |
| 54 | MDGLMADRIGAL PHARMACEUTICALS INC | 14,294 | $2.1M | 0.00% | |
| 55 | BSVVANGUARD BD INDEX FDS | 27,712 | $2.1M | 0.00% | |
| 56 | MRKMERCK & CO INC | 18,787 | $1.9M | 0.00% | |
| 57 | IAU*ISHARES GOLD TR | 54,228 | $1.9M | 0.00% | |
| 58 | TYASIMPLIFY EXCHANGE TRADED FUN | 137,116 | $1.7M | 0.00% | |
| 59 | ZBHZIMMER BIOMET HOLDINGS INC | 15,179 | $1.7M | 0.00% | |
| 60 | —SIMPLIFY EXCHANGE TRADED FUN | 67,056 | $1.7M | 0.00% | |
| 61 | PCTPURECYCLE TECHNOLOGIES INC | 283,945 | $1.6M | 0.00% | |
| 62 | ANAUTONATION INC | 10,000 | $1.5M | 0.00% | Put |
| 63 | ARGXARGENX SE | 3,038 | $1.5M | 0.00% | |
| 64 | BDXBECTON DICKINSON & CO | 5,695 | $1.5M | 0.00% | |
| 65 | XEMDXWESTERN ASSET EMERGING MKTS | 165,500 | $1.4M | 0.00% | |
| 66 | GILDGILEAD SCIENCES INC | 17,974 | $1.3M | 0.00% | |
| 67 | MCRB1EURSERES THERAPEUTICS INC | 550,626 | $1.3M | 0.00% | |
| 68 | BTALAGF INVTS TR | 64,592 | $1.3M | 0.00% | |
| 69 | SARSARATOGA INVT CORP | 48,500 | $1.2M | 0.00% | |
| 70 | KYNKAYNE ANDERSON ENERGY INFRST | 147,033 | $1.2M | 0.00% | |
| 71 | SYKSTRYKER CORPORATION | 4,434 | $1.2M | 0.00% | |
| 72 | MRNS*MARINUS PHARMACEUTICALS INC | 150,000 | $1.2M | 0.00% | |
| 73 | ANNXANNEXON INC | 492,595 | $1.2M | 0.00% | |
| 74 | DALDELTA AIR LINES INC DEL | 25,000 | $925K | 0.00% | Put |
| 75 | HUMHUMANA INC | 1,795 | $873K | 0.00% | |
| 76 | TMOTHERMO FISHER SCIENTIFIC INC | 1,715 | $868K | 0.00% | |
| 77 | CLDNEUREIGER BIOPHARMACEUTICALS INC | 2,700,000 | $823K | 0.00% | |
| 78 | RNAAVIDITY BIOSCIENCES INC | 125,000 | $797K | 0.00% | |
| 79 | ALLOALLOGENE THERAPEUTICS INC | 245,000 | $776K | 0.00% | |
| 80 | AALAMERICAN AIRLS GROUP INC | 60,000 | $768K | 0.00% | Put |
| 81 | GNRCGENERAC HLDGS INC | 7,000 | $762K | 0.00% | Call |
| 82 | WDCWESTERN DIGITAL CORP. | 16,500 | $752K | 0.00% | Put |
| 83 | KURAKURA ONCOLOGY INC | 80,000 | $729K | 0.00% | |
| 84 | CZRCAESARS ENTERTAINMENT INC NE | 15,000 | $695K | 0.00% | Put |
| 85 | EXASEXACT SCIENCES CORP | 9,635 | $657K | 0.00% | |
| 86 | QTRXQUANTERIX CORP | 23,718 | $643K | 0.00% | |
| 87 | ESTAESTABLISHMENT LABS HLDGS INC | 12,733 | $624K | 0.00% | |
| 88 | AGNCAGNC INVT CORP | 66,000 | $623K | 0.00% | |
| 89 | CVNACARVANA CO | 14,800 | $621K | 0.00% | Put |
| 90 | IDXXIDEXX LABS INC | 1,411 | $616K | 0.00% | |
| 91 | NLYANNALY CAPITAL MANAGEMENT IN | 32,200 | $605K | 0.00% | |
| 92 | ATRCATRICURE INC | 11,519 | $504K | 0.00% | |
| 93 | CCLCARNIVAL CORP | 32,500 | $445K | 0.00% | Put |
| 94 | HRTXHERON THERAPEUTICS INC | 431,590 | $444K | 0.00% | |
| 95 | ASNSUSDX4 PHARMACEUTICALS INC | 400,000 | $436K | 0.00% | |
| 96 | AMDADVANCED MICRO DEVICES INC | 4,164 | $428K | 0.00% | |
| 97 | KYMRKYMERA THERAPEUTICS INC | 30,515 | $424K | 0.00% | |
| 98 | STROSUTRO BIOPHARMA INC | 120,000 | $416K | 0.00% | |
| 99 | ABTABBOTT LABS | 4,243 | $410K | 0.00% | |
| 100 | HIGHSIMPLIFY EXCHANGE TRADED FUN | 16,471 | $409K | 0.00% |
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