Nantahala Capital Management, LLC Q1 2023 Filing
Filed May 15, 2023
Portfolio Value
$1305.0T
Holdings
115
Report Date
Q1 2023
Filing Type
13F-HR
All Holdings (115 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 1,201,040 | $214.3T | 16.42% | Put |
| 2 | ESTAESTABLISHMENT LABS HLDGS INC | 1,972,160 | $133.6T | 10.24% | Call |
| 3 | QUREUNIQURE NV | 3,458,061 | $69.6T | 5.34% | Call |
| 4 | —APOLLO ENDOSURGERY INC | 6,575,021 | $65.2T | 5.00% | Call |
| 5 | IMAIMAX CORP | 3,303,695 | $63.4T | 4.86% | Call |
| 6 | CASHPATHWARD FINANCIAL INC | 1,339,935 | $55.6T | 4.26% | |
| 7 | TAUSDTRAVELCENTERS OF AMERICA INC | 598,210 | $51.7T | 3.97% | |
| 8 | LXFRLUXFER HLDGS PLC | 2,464,288 | $41.6T | 3.19% | |
| 9 | PTONPELOTON INTERACTIVE INC | 3,237,243 | $36.7T | 2.81% | Call |
| 10 | KROSKEROS THERAPEUTICS INC | 755,119 | $32.2T | 2.47% | Call |
| 11 | TNLTRAVEL PLUS LEISURE CO | 628,479 | $24.6T | 1.89% | |
| 12 | RDVTRED VIOLET INC | 1,310,804 | $23.1T | 1.77% | |
| 13 | RMRRMR GROUP INC | 821,907 | $21.6T | 1.65% | |
| 14 | CDXSCODEXIS INC | 5,151,559 | $21.3T | 1.63% | |
| 15 | SNDXSYNDAX PHARMACEUTICALS INC | 975,705 | $20.6T | 1.58% | |
| 16 | MLKNMILLERKNOLL INC | 934,033 | $19.1T | 1.46% | |
| 17 | IMTXIMMATICS N.V | 2,748,527 | $19.0T | 1.45% | |
| 18 | RHRH | 76,060 | $18.5T | 1.42% | Call |
| 19 | HGVHILTON GRAND VACATIONS INC | 410,200 | $18.2T | 1.40% | |
| 20 | MAXMEDIAALPHA INC | 1,086,993 | $16.3T | 1.25% | |
| 21 | CBAYUSDCYMABAY THERAPEUTICS INC | 1,790,103 | $15.6T | 1.20% | |
| 22 | VMDVIEMED HEALTHCARE INC | 1,592,794 | $15.4T | 1.18% | |
| 23 | GDENGOLDEN ENTMT INC | 353,409 | $15.4T | 1.18% | |
| 24 | AUTLAUTOLUS THERAPEUTICS PLC | 7,691,813 | $14.2T | 1.08% | |
| 25 | DHXDHI GROUP INC | 3,414,311 | $13.2T | 1.02% | |
| 26 | —AMRYT PHARMA PLC | 820,825 | $12.0T | 0.92% | |
| 27 | DRIOEURDARIOHEALTH CORP | 2,418,507 | $10.0T | 0.76% | |
| 28 | ALTGALTA EQUIPMENT GROUP INC | 627,107 | $9.9T | 0.76% | |
| 29 | HLFHERBALIFE NUTRITION LTD | 600,000 | $9.7T | 0.74% | Call |
| 30 | PAYOPAYONEER GLOBAL INC | 1,510,615 | $9.5T | 0.73% | |
| 31 | RDNWRUMBLEON INC | 1,564,994 | $9.5T | 0.73% | |
| 32 | RDIREADING INTL INC | 2,895,695 | $9.4T | 0.72% | |
| 33 | DXPEDXP ENTERPRISES INC | 338,090 | $9.1T | 0.70% | |
| 34 | AURAAURA BIOSCIENCES INC | 843,446 | $7.8T | 0.60% | |
| 35 | ZMZOOM VIDEO COMMUNICATIONS IN | 100,000 | $7.4T | 0.57% | Call |
| 36 | DHCDIVERSIFIED HEALTHCARE TR | 5,388,637 | $7.3T | 0.56% | |
| 37 | —CVENT HOLDING CORP | 845,000 | $7.1T | 0.54% | |
| 38 | VTYXVENTYX BIOSCIENCES INC | 192,671 | $6.5T | 0.49% | |
| 39 | —CIDARA THERAPEUTICS INC | 4,729,633 | $6.0T | 0.46% | |
| 40 | —FORTRESS BIOTECH INC | 6,917,876 | $5.7T | 0.43% | |
| 41 | BVSBIOVENTUS INC | 5,173,469 | $5.5T | 0.42% | |
| 42 | MDXGMIMEDX GROUP INC | 1,529,100 | $5.2T | 0.40% | |
| 43 | EHTHEHEALTH INC | 548,600 | $5.1T | 0.39% | Call |
| 44 | CRMTAMERICAS CAR-MART INC | 64,070 | $5.1T | 0.39% | |
| 45 | SSKNSTRATA SKIN SCIENCES INC | 4,393,685 | $4.7T | 0.36% | |
| 46 | PWPPERELLA WEINBERG PARTNERS | 505,293 | $4.6T | 0.35% | |
| 47 | LYRALYRA THERAPEUTICS INC | 2,220,830 | $4.5T | 0.34% | |
| 48 | RNGRINGCENTRAL INC | 137,622 | $4.2T | 0.32% | |
| 49 | —POINT BIOPHARMA GLOBAL INC | 572,191 | $4.2T | 0.32% | |
| 50 | PAR 2.875 04/15/26PAR TECHNOLOGY CORP | 3,785,000 | $4.0T | 0.31% | |
| 51 | ABEOABEONA THERAPEUTICS INC | 1,428,675 | $4.0T | 0.31% | |
| 52 | ILPTINDUSTRIAL LOGISTICS PPTYS T | 1,260,284 | $3.9T | 0.30% | |
| 53 | AGSPLAYAGS INC | 496,513 | $3.6T | 0.27% | |
| 54 | UTHUNITED THERAPEUTICS CORP DEL | 15,700 | $3.5T | 0.27% | |
| 55 | IDYAIDEAYA BIOSCIENCES INC | 253,480 | $3.5T | 0.27% | |
| 56 | VKTXVIKING THERAPEUTICS INC | 200,700 | $3.3T | 0.26% | |
| 57 | —APTOSE BIOSCIENCES INC | 4,978,975 | $3.2T | 0.24% | |
| 58 | MEDMEDIFAST INC | 30,000 | $3.1T | 0.24% | |
| 59 | JSPRJASPER THERAPEUTICS INC | 1,688,454 | $3.1T | 0.23% | |
| 60 | —OPTINOSE INC | 1,450,000 | $2.8T | 0.21% | |
| 61 | —THE AARONS COMPANY INC | 288,572 | $2.8T | 0.21% | |
| 62 | TELATELA BIO INC | 256,092 | $2.7T | 0.21% | |
| 63 | ENVAENOVA INTL INC | 53,250 | $2.4T | 0.18% | |
| 64 | MACKEURMERRIMACK PHARMACEUTICALS IN | 191,266 | $2.4T | 0.18% | |
| 65 | LVLNSPDR SER TR | 50,000 | $2.2T | 0.17% | Call |
| 66 | SRLSCULLY ROYALTY LTD | 310,522 | $2.1T | 0.16% | |
| 67 | DYNDYNE THERAPEUTICS INC | 178,901 | $2.1T | 0.16% | |
| 68 | NPCENEUROPACE INC | 425,925 | $2.0T | 0.15% | |
| 69 | AVTEAEROVATE THERAPEUTICS INC | 95,000 | $1.9T | 0.15% | |
| 70 | IRONDISC MEDICINE INC | 89,538 | $1.9T | 0.15% | |
| 71 | RILYB. RILEY FINANCIAL INC | 62,520 | $1.8T | 0.14% | |
| 72 | DAKTDAKTRONICS INC | 292,187 | $1.7T | 0.13% | |
| 73 | ADCTADC THERAPEUTICS SA | 840,000 | $1.6T | 0.13% | |
| 74 | SLNOSOLENO THERAPEUTICS INC | 699,364 | $1.5T | 0.11% | |
| 75 | ANEBANEBULO PHARMACEUTICALS INC | 511,073 | $1.5T | 0.11% | |
| 76 | RZLTREZOLUTE INC | 769,606 | $1.5T | 0.11% | |
| 77 | CVNACARVANA CO | 150,000 | $1.5T | 0.11% | Call |
| 78 | IMTXIMMATICS N.V | 986,101 | $1.4T | 0.11% | |
| 79 | —AVALO THERAPEUTICS INC | 808,844 | $1.4T | 0.11% | |
| 80 | SELBUSDSELECTA BIOSCIENCES INC | 1,000,000 | $1.4T | 0.11% | |
| 81 | UNCYUNICYCIVE THERAPEUTICS INC | 647,416 | $1.4T | 0.10% | |
| 82 | TSHATAYSHA GENE THERAPIES INC | 1,722,400 | $1.4T | 0.10% | |
| 83 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 4,558,012 | $1.3T | 0.10% | |
| 84 | —AKUMIN INC | 1,886,856 | $1.3T | 0.10% | |
| 85 | WNCWABASH NATL CORP | 50,000 | $1.2T | 0.09% | Put |
| 86 | GPCRSTRUCTURE THERAPEUTICS INC | 50,000 | $1.2T | 0.09% | |
| 87 | CYTKCYTOKINETICS INC | 30,000 | $1.1T | 0.08% | |
| 88 | SRTSSENSUS HEALTHCARE INC | 185,048 | $964.1B | 0.07% | |
| 89 | —ACER THERAPEUTICS INC | 1,203,126 | $912.6B | 0.07% | |
| 90 | SCYXSCYNEXIS INC | 300,000 | $900.0B | 0.07% | |
| 91 | SGRPSPAR GROUP INC | 696,578 | $898.6B | 0.07% | |
| 92 | LDELIFECORE BIOMEDICAL INC | 194,700 | $735.0B | 0.06% | |
| 93 | AMRXAMNEAL PHARMACEUTICALS INC | 500,000 | $695.0B | 0.05% | |
| 94 | AYTUAYTU BIOPHARMA INC | 271,595 | $608.3B | 0.05% | |
| 95 | IDWMIDW MEDIA HLDGS INC | 822,537 | $592.2B | 0.05% | |
| 96 | —ANGION BIOMEDICA CORP | 982,743 | $540.5B | 0.04% | |
| 97 | HYPRHYPERFINE INC | 368,417 | $530.5B | 0.04% | |
| 98 | —EBET INC | 1,065,432 | $438.3B | 0.03% | |
| 99 | LUCDLUCID DIAGNOSTICS INC | 261,664 | $376.8B | 0.03% | |
| 100 | TACTTRANSACT TECHNOLOGIES INC | 60,789 | $376.3B | 0.03% |
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