Nantahala Capital Management, LLC Q2 2023 Filing
Filed August 14, 2023
Portfolio Value
$1.0T
Holdings
114
Report Date
Q2 2023
Filing Type
13F-HR
All Holdings (114 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 806,672 | $151.1B | 14.61% | Put |
| 2 | ESTAESTABLISHMENT LABS HLDGS INC | 1,843,234 | $126.5B | 12.23% | |
| 3 | CASHPATHWARD FINANCIAL INC | 1,403,707 | $65.1B | 6.29% | |
| 4 | IMAIMAX CORP | 3,194,877 | $54.3B | 5.25% | Call |
| 5 | QUREUNIQURE NV | 3,236,684 | $37.1B | 3.59% | Call |
| 6 | LXFRLUXFER HLDGS PLC | 2,223,439 | $31.6B | 3.06% | |
| 7 | IMTXIMMATICS N.V | 2,284,895 | $26.4B | 2.55% | |
| 8 | RDVTRED VIOLET INC | 1,267,614 | $26.1B | 2.52% | |
| 9 | RDNWRUMBLEON INC | 1,771,351 | $21.9B | 2.12% | Call |
| 10 | KROSKEROS THERAPEUTICS INC | 509,461 | $20.5B | 1.98% | Call |
| 11 | HGVHILTON GRAND VACATIONS INC | 440,879 | $20.0B | 1.94% | |
| 12 | PTONPELOTON INTERACTIVE INC | 2,542,311 | $19.6B | 1.89% | Call |
| 13 | VMDVIEMED HEALTHCARE INC | 1,728,495 | $16.9B | 1.63% | |
| 14 | LYRALYRA THERAPEUTICS INC | 3,957,542 | $16.3B | 1.57% | |
| 15 | BVSBIOVENTUS INC | 5,617,626 | $16.2B | 1.57% | |
| 16 | RMRRMR GROUP INC | 699,330 | $16.2B | 1.57% | |
| 17 | CDXSCODEXIS INC | 5,035,663 | $14.1B | 1.36% | |
| 18 | GDENGOLDEN ENTMT INC | 332,063 | $13.9B | 1.34% | |
| 19 | TBBKBANCORP INC DEL | 407,946 | $13.3B | 1.29% | |
| 20 | RHRH | 40,000 | $13.2B | 1.27% | Call |
| 21 | MAXMEDIAALPHA INC | 1,142,985 | $11.8B | 1.14% | |
| 22 | DHXDHI GROUP INC | 3,030,198 | $11.6B | 1.12% | |
| 23 | CRMTAMERICAS CAR-MART INC | 106,178 | $10.6B | 1.02% | |
| 24 | AUTLAUTOLUS THERAPEUTICS PLC | 4,272,203 | $10.2B | 0.98% | |
| 25 | AURAAURA BIOSCIENCES INC | 803,325 | $9.9B | 0.96% | |
| 26 | DRIOEURDARIOHEALTH CORP | 2,418,507 | $9.7B | 0.94% | |
| 27 | MLKNMILLERKNOLL INC | 607,883 | $9.0B | 0.87% | |
| 28 | BXMTBLACKSTONE MTG TR INC | 400,000 | $8.3B | 0.80% | Put |
| 29 | EHTHEHEALTH INC | 1,003,100 | $8.1B | 0.78% | Call |
| 30 | HLFHERBALIFE LTD | 600,000 | $7.9B | 0.77% | Call |
| 31 | DXPEDXP ENTERPRISES INC | 213,672 | $7.8B | 0.75% | |
| 32 | ILPTINDUSTRIAL LOGISTICS PPTYS T | 2,357,284 | $7.8B | 0.75% | |
| 33 | PAYOPAYONEER GLOBAL INC | 1,612,862 | $7.8B | 0.75% | |
| 34 | RDIREADING INTL INC | 2,885,514 | $7.6B | 0.74% | |
| 35 | ALTGALTA EQUIPMENT GROUP INC | 422,812 | $7.3B | 0.71% | |
| 36 | ZMZOOM VIDEO COMMUNICATIONS IN | 100,000 | $6.8B | 0.66% | Call |
| 37 | SNDXSYNDAX PHARMACEUTICALS INC | 323,134 | $6.8B | 0.65% | |
| 38 | DYNDYNE THERAPEUTICS INC | 593,164 | $6.7B | 0.65% | |
| 39 | AMRXAMNEAL PHARMACEUTICALS INC | 2,149,305 | $6.7B | 0.64% | |
| 40 | KRTXKARUNA THERAPEUTICS INC | 30,000 | $6.5B | 0.63% | Call |
| 41 | VTYXVENTYX BIOSCIENCES INC | 192,671 | $6.3B | 0.61% | |
| 42 | CBAYUSDCYMABAY THERAPEUTICS INC | 553,307 | $6.1B | 0.59% | |
| 43 | CYTKCYTOKINETICS INC | 179,257 | $5.8B | 0.57% | |
| 44 | ABEOABEONA THERAPEUTICS INC | 1,421,880 | $5.7B | 0.55% | Call |
| 45 | —POINT BIOPHARMA GLOBAL INC | 572,191 | $5.2B | 0.50% | |
| 46 | NSPRINSPIREMD INC | 1,860,405 | $4.7B | 0.45% | |
| 47 | CVNACARVANA CO | 175,000 | $4.5B | 0.44% | Call |
| 48 | —CIDARA THERAPEUTICS INC | 3,961,898 | $4.5B | 0.43% | |
| 49 | —TALARIS THERAPEUTICS INC | 1,450,034 | $4.4B | 0.43% | |
| 50 | SSKNSTRATA SKIN SCIENCES INC | 4,393,685 | $4.2B | 0.40% | |
| 51 | PAR 2.875 04/15/26PAR TECHNOLOGY CORP | 3,785,000 | $4.0B | 0.39% | |
| 52 | —MAGENTA THERAPEUTICS INC | 5,000,000 | $3.8B | 0.37% | |
| 53 | TELATELA BIO INC | 356,092 | $3.6B | 0.35% | |
| 54 | AMLXAMYLYX PHARMACEUTICALS INC | 164,500 | $3.5B | 0.34% | |
| 55 | —FORTRESS BIOTECH INC | 6,390,706 | $3.5B | 0.34% | |
| 56 | UTHUNITED THERAPEUTICS CORP DEL | 15,700 | $3.5B | 0.34% | |
| 57 | IDYAIDEAYA BIOSCIENCES INC | 145,860 | $3.4B | 0.33% | |
| 58 | JSPRJASPER THERAPEUTICS INC | 2,477,880 | $3.4B | 0.33% | |
| 59 | NDLSUSDNOODLES & CO | 1,000,000 | $3.4B | 0.33% | |
| 60 | —OPTINOSE INC | 2,681,667 | $3.3B | 0.32% | |
| 61 | IMTXIMMATICS N.V | 986,101 | $3.2B | 0.31% | |
| 62 | AGSPLAYAGS INC | 552,513 | $3.1B | 0.30% | |
| 63 | RILYB. RILEY FINANCIAL INC | 62,520 | $2.9B | 0.28% | |
| 64 | ENVAENOVA INTL INC | 53,250 | $2.8B | 0.27% | |
| 65 | SLNOSOLENO THERAPEUTICS INC | 649,841 | $2.8B | 0.27% | |
| 66 | CCCCC4 THERAPEUTICS INC | 1,000,000 | $2.8B | 0.27% | |
| 67 | FOSLFOSSIL GROUP INC | 920,180 | $2.4B | 0.23% | |
| 68 | SRLSCULLY ROYALTY LTD | 303,736 | $2.2B | 0.21% | |
| 69 | PWPPERELLA WEINBERG PARTNERS | 258,273 | $2.2B | 0.21% | |
| 70 | GPCRSTRUCTURE THERAPEUTICS INC | 50,000 | $2.1B | 0.20% | |
| 71 | —THE AARONS COMPANY INC | 138,572 | $2.0B | 0.19% | |
| 72 | NPCENEUROPACE INC | 424,850 | $1.9B | 0.18% | |
| 73 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 4,101,193 | $1.8B | 0.18% | |
| 74 | ADCTADC THERAPEUTICS SA | 840,000 | $1.8B | 0.17% | |
| 75 | AYTUAYTU BIOPHARMA INC | 1,086,812 | $1.7B | 0.17% | |
| 76 | AVTEAEROVATE THERAPEUTICS INC | 95,000 | $1.6B | 0.16% | |
| 77 | RZLTREZOLUTE INC | 769,606 | $1.5B | 0.15% | |
| 78 | MACKEURMERRIMACK PHARMACEUTICALS IN | 111,148 | $1.4B | 0.13% | |
| 79 | NNBRNN INC | 526,006 | $1.3B | 0.12% | |
| 80 | SPRYARS PHARMACEUTICALS INC | 180,097 | $1.2B | 0.12% | |
| 81 | ANEBANEBULO PHARMACEUTICALS INC | 511,073 | $1.2B | 0.12% | |
| 82 | SELBUSDSELECTA BIOSCIENCES INC | 1,000,000 | $1.1B | 0.11% | |
| 83 | —ACER THERAPEUTICS INC | 1,136,416 | $1.0B | 0.10% | |
| 84 | SGRPSPAR GROUP INC | 758,032 | $955.1M | 0.09% | |
| 85 | TNLTRAVEL PLUS LEISURE CO | 23,016 | $928.5M | 0.09% | |
| 86 | ELTXELICIO THERAPEUTICS INC | 94,939 | $901.9M | 0.09% | |
| 87 | DHCDIVERSIFIED HEALTHCARE TR | 395,613 | $890.1M | 0.09% | |
| 88 | SCYXSCYNEXIS INC | 300,000 | $885.0M | 0.09% | |
| 89 | UNCYUNICYCIVE THERAPEUTICS INC | 647,416 | $828.7M | 0.08% | |
| 90 | TSHATAYSHA GENE THERAPIES INC | 1,251,139 | $827.0M | 0.08% | |
| 91 | COGTCOGENT BIOSCIENCES INC | 64,132 | $759.3M | 0.07% | |
| 92 | —BERKSHIRE GREY INC | 500,000 | $705.0M | 0.07% | |
| 93 | APSGBPAPTOSE BIOSCIENCES INC | 146,232 | $678.5M | 0.07% | |
| 94 | SRTSSENSUS HEALTHCARE INC | 185,048 | $582.9M | 0.06% | |
| 95 | TACTTRANSACT TECHNOLOGIES INC | 39,500 | $353.9M | 0.03% | |
| 96 | XGNEXAGEN INC | 121,894 | $353.5M | 0.03% | |
| 97 | —AKUMIN INC | 1,886,856 | $339.6M | 0.03% | |
| 98 | LADRLADDER CAP CORP | 27,073 | $293.7M | 0.03% | |
| 99 | DERMJOURNEY MED CORP | 178,706 | $284.1M | 0.03% | |
| 100 | LUCDLUCID DIAGNOSTICS INC | 199,074 | $276.7M | 0.03% |
Page 1 of 2Next