Nantahala Capital Management, LLC Q1 2024 Filing
Filed May 15, 2024
Portfolio Value
$1750.5T
Holdings
118
Report Date
Q1 2024
Filing Type
13F-HR
All Holdings (118 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 1,350,000 | $283.9T | 16.22% | Put |
| 2 | XBISPDR SER TR | 1,942,069 | $184.3T | 10.53% | Put |
| 3 | ESTAESTABLISHMENT LABS HLDGS INC | 2,514,562 | $128.0T | 7.31% | Call |
| 4 | SLNOSOLENO THERAPEUTICS INC | 2,410,379 | $103.2T | 5.89% | |
| 5 | LLYELI LILLY & CO | 100,000 | $77.8T | 4.44% | Put |
| 6 | GKDGRAND CANYON ED INC | 400,000 | $54.5T | 3.11% | Put |
| 7 | CASHPATHWARD FINANCIAL INC | 1,021,727 | $51.6T | 2.95% | |
| 8 | COSTCOSTCO WHSL CORP NEW | 70,000 | $51.3T | 2.93% | Put |
| 9 | EOLSEVOLUS INC | 2,910,849 | $40.8T | 2.33% | |
| 10 | PTONPELOTON INTERACTIVE INC | 8,712,939 | $37.3T | 2.13% | Call |
| 11 | IMAIMAX CORP | 2,203,177 | $35.6T | 2.04% | |
| 12 | HGVHILTON GRAND VACATIONS INC | 668,871 | $31.6T | 1.80% | |
| 13 | BVSBIOVENTUS INC | 5,806,012 | $30.2T | 1.72% | |
| 14 | RDNWRUMBLEON INC | 4,416,506 | $28.5T | 1.63% | |
| 15 | IYRISHARES TR | 300,000 | $27.0T | 1.54% | Put |
| 16 | RDVTRED VIOLET INC | 1,116,249 | $21.8T | 1.25% | |
| 17 | ABEOABEONA THERAPEUTICS INC | 2,830,640 | $20.5T | 1.17% | Call |
| 18 | CRMTAMERICAS CAR-MART INC | 312,128 | $19.9T | 1.14% | |
| 19 | KROSKEROS THERAPEUTICS INC | 293,997 | $19.5T | 1.11% | |
| 20 | LYRALYRA THERAPEUTICS INC | 2,820,982 | $17.5T | 1.00% | |
| 21 | QUREUNIQURE NV | 3,331,082 | $17.3T | 0.99% | Call |
| 22 | TRMLTOURMALINE BIO INC | 700,907 | $16.1T | 0.92% | |
| 23 | AMRXAMNEAL PHARMACEUTICALS INC | 2,619,943 | $15.9T | 0.91% | |
| 24 | CDXSCODEXIS INC | 4,461,878 | $15.6T | 0.89% | |
| 25 | VMDVIEMED HEALTHCARE INC | 1,550,122 | $14.6T | 0.84% | |
| 26 | DXPEDXP ENTERPRISES INC | 269,806 | $14.5T | 0.83% | |
| 27 | ABVXABIVAX SA | 1,010,034 | $14.4T | 0.83% | |
| 28 | ZVRAZEVRA THERAPEUTICS INC | 2,453,405 | $14.2T | 0.81% | |
| 29 | DYNDYNE THERAPEUTICS INC | 435,256 | $12.4T | 0.71% | |
| 30 | RSVRRESERVOIR MEDIA INC | 1,550,797 | $12.3T | 0.70% | |
| 31 | EHTHEHEALTH INC | 1,911,821 | $11.5T | 0.66% | |
| 32 | ENVAENOVA INTL INC | 180,865 | $11.4T | 0.65% | Call |
| 33 | SNDXSYNDAX PHARMACEUTICALS INC | 465,259 | $11.1T | 0.63% | |
| 34 | AURAAURA BIOSCIENCES INC | 1,321,860 | $10.4T | 0.59% | |
| 35 | NPCENEUROPACE INC | 778,260 | $10.3T | 0.59% | |
| 36 | GDENGOLDEN ENTMT INC | 269,267 | $9.9T | 0.57% | |
| 37 | ASRTASSERTIO HOLDINGS INC | 9,270,836 | $8.9T | 0.51% | |
| 38 | PAYOPAYONEER GLOBAL INC | 1,821,426 | $8.9T | 0.51% | |
| 39 | YB4PSAVARA INC | 1,737,410 | $8.7T | 0.49% | |
| 40 | UNCYUNICYCIVE THERAPEUTICS INC | 3,335,586 | $8.6T | 0.49% | |
| 41 | RMRRMR GROUP INC | 345,792 | $8.3T | 0.47% | |
| 42 | IMTXIMMATICS N.V | 787,974 | $8.3T | 0.47% | |
| 43 | ILPTINDUSTRIAL LOGISTICS PPTYS T | 1,881,132 | $8.1T | 0.46% | |
| 44 | VTGNVISTAGEN THERAPEUTICS INC | 1,517,696 | $8.0T | 0.46% | |
| 45 | RZLTREZOLUTE INC | 3,022,947 | $7.7T | 0.44% | |
| 46 | NDLSUSDNOODLES & CO | 4,033,329 | $7.7T | 0.44% | |
| 47 | CLRBUSDCELLECTAR BIOSCIENCES INC | 1,873,325 | $7.5T | 0.43% | |
| 48 | LXFRLUXFER HLDGS PLC | 685,253 | $7.1T | 0.41% | |
| 49 | NNBRNN INC | 1,406,446 | $6.7T | 0.38% | |
| 50 | EGRXEAGLE PHARMACEUTICALS INC | 1,258,762 | $6.6T | 0.38% | |
| 51 | RDIREADING INTL INC | 3,385,253 | $6.2T | 0.36% | |
| 52 | TELATELA BIO INC | 1,097,866 | $6.2T | 0.36% | |
| 53 | ZYXIQZYNEX INC | 490,000 | $6.1T | 0.35% | |
| 54 | CN4CONNS INC | 1,769,997 | $5.9T | 0.34% | |
| 55 | TARSTARSUS PHARMACEUTICALS INC | 150,321 | $5.5T | 0.31% | |
| 56 | COGTCOGENT BIOSCIENCES INC | 790,936 | $5.3T | 0.30% | |
| 57 | ALTGALTA EQUIPMENT GROUP INC | 402,509 | $5.2T | 0.30% | |
| 58 | ELUTELUTIA INC | 1,650,000 | $5.2T | 0.30% | |
| 59 | AGSPLAYAGS INC | 566,588 | $5.1T | 0.29% | |
| 60 | HLFHERBALIFE LTD | 500,000 | $5.0T | 0.29% | Call |
| 61 | DHXDHI GROUP INC | 1,966,417 | $5.0T | 0.29% | |
| 62 | NSPRINSPIREMD INC | 2,066,456 | $4.9T | 0.28% | |
| 63 | PAR 2.875 04/15/26PAR TECHNOLOGY CORP | 3,785,000 | $4.7T | 0.27% | |
| 64 | XTNTXTANT MED HLDGS INC | 4,000,000 | $4.7T | 0.27% | |
| 65 | TQ80THERATECHNOLOGIES INC | 2,682,228 | $4.5T | 0.25% | |
| 66 | SLNSILENCE THERAPEUTICS PLC | 200,000 | $4.3T | 0.25% | |
| 67 | MLYSMINERALYS THERAPEUTICS INC | 332,506 | $4.3T | 0.25% | |
| 68 | VNDAVANDA PHARMACEUTICALS INC | 1,013,251 | $4.2T | 0.24% | |
| 69 | NAMSNEWAMSTERDAM PHARMA COMPANY | 175,000 | $4.1T | 0.24% | |
| 70 | DRIOEURDARIOHEALTH CORP | 2,632,559 | $4.0T | 0.23% | |
| 71 | NGNENEUROGENE INC | 72,279 | $3.7T | 0.21% | |
| 72 | —OPTINOSE INC | 2,474,296 | $3.6T | 0.21% | |
| 73 | AYTUAYTU BIOPHARMA INC | 1,086,812 | $3.3T | 0.19% | |
| 74 | MISTMILESTONE PHARMACEUTICALS IN | 1,750,000 | $3.1T | 0.18% | |
| 75 | STKSTHE ONE GROUP HOSPITALITY IN | 547,710 | $3.1T | 0.17% | |
| 76 | MAXMEDIAALPHA INC | 149,371 | $3.0T | 0.17% | |
| 77 | SP4PACHIEVE LIFE SCIENCES INC | 654,000 | $3.0T | 0.17% | |
| 78 | GAIAGAIA INC NEW | 915,029 | $2.8T | 0.16% | |
| 79 | NVNOENVVENO MEDICAL CORPORATION | 495,736 | $2.7T | 0.15% | |
| 80 | AVTEAEROVATE THERAPEUTICS INC | 91,188 | $2.7T | 0.15% | |
| 81 | NKTREURNEKTAR THERAPEUTICS | 2,475,954 | $2.3T | 0.13% | |
| 82 | ASPSALTISOURCE PORTFOLIO SOLNS S | 1,091,009 | $2.1T | 0.12% | |
| 83 | TLPHTALPHERA INC | 1,992,519 | $2.1T | 0.12% | |
| 84 | RNTXAILERON THERAPEUTICS INC | 255,000 | $1.7T | 0.10% | |
| 85 | IMTXIMMATICS N.V | 558,977 | $1.5T | 0.09% | |
| 86 | SRLSCULLY ROYALTY LTD | 239,197 | $1.5T | 0.08% | |
| 87 | ANEBANEBULO PHARMACEUTICALS INC | 511,073 | $1.5T | 0.08% | |
| 88 | NMTCNEUROONE MED TECHNOLOGIES CO | 1,198,912 | $1.4T | 0.08% | |
| 89 | PWPPERELLA WEINBERG PARTNERS | 99,778 | $1.4T | 0.08% | |
| 90 | APREAPREA THERAPEUTICS INC | 205,760 | $1.4T | 0.08% | |
| 91 | TILINSTIL BIO INC | 127,292 | $1.4T | 0.08% | |
| 92 | KPRXKIORA PHARMACEUTICALS INC | 1,900,000 | $1.3T | 0.08% | |
| 93 | FOSLFOSSIL GROUP INC | 1,306,338 | $1.3T | 0.08% | |
| 94 | RILYB. RILEY FINANCIAL INC | 62,520 | $1.3T | 0.08% | |
| 95 | MTTR*MATTERPORT INC | 548,376 | $1.2T | 0.07% | |
| 96 | SSKNSTRATA SKIN SCIENCES INC | 3,089,821 | $1.2T | 0.07% | |
| 97 | PLCECHILDRENS PL INC NEW | 100,000 | $1.2T | 0.07% | |
| 98 | SGRPSPAR GROUP INC | 879,189 | $896.8B | 0.05% | |
| 99 | CUTR 4 06/01/29CUTERA INC | 4,000,000 | $887.6B | 0.05% | |
| 100 | GOSSGOSSAMER BIO INC | 672,856 | $794.0B | 0.05% |
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